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SEC Bars Recidivist Tampa Broker

Date 16/11/2001

The Securities and Exchange Commission today announced that it had barred a former broker and investment adviser, with a history of violating the securities laws, from association with any broker, dealer, or investment adviser, and prohibited him from, among other things, employment with a registered investment company. On November 6, 2001, the United States Attorney's Office for the Middle District of Florida unsealed an indictment against the same individual, charging him with seven counts
NYBOT: Thanksgiving Holiday Trading Schedule

Date 16/11/2001

(Eastern Standard Time)
MEFF To launch New Futures And Option Contracts On Mini IBEX-35

Date 16/11/2001

On November 22, 2001, MEFF will launch new futures and option contracts on IBEX-35 called MINI.
Kansas City Board Of Trade Changes Trading Schedule For Friday, November 23, 2001

Date 16/11/2001

In coordination with U.S. Stock Exchanges, the Kansas City Board of Trade's Value Line' (KCBT; MV) will close at 12:15 p.m. central time on Friday, November 23,2001.
International Securities Exchange Names New Vice President - James Sampson Appointed Vice President Of Market Supervision

Date 16/11/2001

The International Securities Exchange (ISE) announced that its Board of Directors has appointed James O. Sampson vice president of market supervision, a newly created position, which includes the exchange's surveillance and market operations functions.

HKFE: SFC Levy On Three-Year EFN Futures Contract Waived

Date 16/11/2001

Hong Kong Futures Exchange (HKFE), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), announced today (Friday) that the Securities and Futures Commission (SFC) has waived the SFC Levy of $1.00 on the Three-year Exchange Fund Note (EFN) Futures contract for six months from Monday, 19 November, when the contract will be introduced for trading.
Eurex: New Record In Turnover On November 15, 2001

Date 16/11/2001

New Eurex record turnover November 15, 2001: 5,669,464 contracts Previous Eurex record turnover November 14, 2001: 4,788,792 contracts
CME Records Busiest Day In History - Sets Open Interest Record Top 25 Volume Days All Occurred in 2001

Date 16/11/2001

Chicago Mercantile Exchange Inc. (CME) recorded the busiest day in its 103-year history yesterday, Nov. 15. A record 3,327,358 contracts changed hands, surpassing the previous record of 3,272,931 contracts set on Sept. 7. The underlying value of the contracts traded yesterday was $2.9 trillion.
Baltic Stock Exchanges Monthly Statistics October 2001

Date 16/11/2001

Riga In October total Latvian capital market trading volume amounted EUR 88.58 (LVL 50.15) million. Equity market trading reached EUR 5.26 (LVL 2.98) million, while monthly trading turnover in Debt market was particularly high- EUR 83.32 (LVL 47.17) million. Though, the major stake of debt market turnover comprises the trading of government debt securities, there has increased the activity in corporate and mortgage bonds market as well. Further, on October 2 in RSE auction were sold
SGX And ASX Commence 'Live' Broker-Pilot Test For Co-Trading Link

Date 15/11/2001

Singapore Exchange Ltd (SGX) and Australian Stock Exchange Ltd (ASX) today announced that they have launched a 'live' broker-pilot test aimed at testing the entire trading and settlement cycle of stocks traded via the SGX-ASX securities co-trading link.