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  • Boston Stock Exchange Promotes George W. Mann, Jr. To Executive Vice President And General Counsel

    Date 22/02/2002

    The Boston Stock Exchange (BSE) announced today that George W. Mann, Jr. has been promoted to Executive Vice President and General Counsel. Mr. Mann was formerly Senior Vice President and General Counsel.

  • The Korea Futures Exchange Weekly Bulletin February 11 to 15

    Date 21/02/2002

    After the continued, albeit slight, loss of the previous week, the KOSDAQ50 futures market rebounded dramatically this week. After a three-day Lunar New Year break, the KTB futures market showed its V-shaped movement. Thanks to the skyrocketing local stock markets, the KOFEX USD/KRW F/X futures market showed its downward trend this week.

  • Stockholmsbörsen: SAS In Breach Of Disclosure Obligation - Required To Pay A Fine

    Date 21/02/2002

    SAS has been found to have contravened the disclosure obligation in the company's listing agreement. Stockholmsbörsen's Disciplinary Committee has imposed a penalty on SAS, after the Committee had concluded that SAS had been negligent with respect to the information it provided in connection with the European Commission's investigation of SAS regarding suspicions of breaches of the EU's competition rules.

  • SEC Files Charges Against Former Lehman Bros. Branch Manager Gruttadauria, Seeks Receiver And Asset Freeze

    Date 21/02/2002

    The Securities and Exchange Commission today filed an action charging Frank D. Gruttadauria, former branch manager for the Cleveland, Ohio, office of Lehman Bros. Inc., with securities fraud. The Commission's complaint alleges that over the last six years, while he worked at two different brokerage firms, Gruttadauria, 44, of Gates Mills, Ohio, stole at least $40 million in the course of defrauding more than 50 clients.

  • Oslo Børs: Opticom - Decision About Daily Fine

    Date 21/02/2002

    Opticom ASA is imposed to pay a daily fine of NOK 500.000 per day from Monday 25 February 2002, where sufficient information about the potential revenue from the Intel agreement is not fully disclosed.

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