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  • NASDAQ Announces Certified Partner Program With Service Bureaus

    Date 08/03/2004

    The Nasdaq Stock Market, Inc. ("NASDAQ ®"; OTCBB: NDAQ) today announced a partner program for NASDAQ service bureaus and front-end providers that offer market participants order-entry and/or market making capabilities. The program, which is scheduled to launch on March 8 th , highlights Service Bureaus that provide optimal order entry and/or market making functionality to customers.

  • NASD Charges Advantage Trading Group, Inc. And Its Trade Desk Manager With Creating False Trading Records To Mislead Investigation

    Date 08/03/2004

    NASD announced today it filed a complaint charging Advantage Trading Group, Inc., of Longwood, FL, and Wendy L. Epps, the firm's Trade Desk Manager, with the creation of false books and records in connection with NASD's investigation of trade reporting violations. NASD also charged the firm with trade reporting violations and failing to maintain and preserve books and records in accordance with NASD rules and federal securities laws. The firm and Epps were also charged with failing to supervise

  • London Stock Exchange: 85% Of Market Signs Up For Access To EuroSETS Dutch Trading Service

    Date 08/03/2004

    The London Stock Exchange announced today that it had received membership applications from firms representing around 85 per cent of the market in trading Dutch securities.

  • John Roberts Appointed Managing Director And Chief Marketing Officer For Chicago Mercantile Exchange

    Date 08/03/2004

    Chicago Mercantile Exchange Inc. has announced the appointment of John Roberts, a marketing professional with 30 years experience in both financial services and consumer packaged goods, to CME's management team as Managing Director & Chief Marketing Officer. Roberts will oversee the company's marketing, branding and public relations strategies. He will report to Craig Donohue, CME's Chief Executive Officer and will join the company on Monday, March 8, 2004.

  • Janet M. Angstadt Named Deputy General Counsel Of The Archipelago Holdings LLC

    Date 08/03/2004

    Archipelago Holdings LLC, parent company of the Archipelago ExchangeSM (ArcaEx®), the nation's first open, all-electronic stock exchange, today announced the promotion of Janet M. Angstadt to Deputy General Counsel. Angstadt currently serves as Archipelago's Associate General Counsel and Chief Regulatory Officer, positions she has held since October of 1999 and 2001 respectively.

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