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  • Tokyo Stock Exchange Compliance Quarterly (Inspection) Report

    Date 19/11/2002

    The TSE reviews whether their trading participants comply with TSE rules and regulations and whether they have any problems in their securities business operations. The TSE also take precautions against possible violations, act to prevent recurrence of the same violations, and introduce disciplinary measures when necessary. This is the quarterly report describing these activities.

  • SET: More Than 75% Of Listed Companies Ready To Adopt 15 Principles Of Good Corporate Governance

    Date 19/11/2002

    Most listed companies appreciate their discussions with advisors from the Corporate Governance Center (CG Center) and 75% of them have affirmed that they are ready to adopt the fifteen principles of good corporate governance. It has also been found that many of these companies' executives sought advice more than once.

  • SET: Listed Companies Announce Profits In The First 9 Months Of More Than 100 Billion Baht

    Date 19/11/2002

    More than 79% of listed companies have announced their earnings for the first nine months of 2002 and net profits amounted to 147.935 billion baht. Twenty-five industrial sectors recorded profits, which totaled seventy-one percent of net profits of the industrial and service sectors. The five sectors recording the most profits were the Energy, Construction and Furnishing, Property Development, Pulp and Paper, and the Communications sectors. Securities companies, which benefited from lowered t

  • SEC Proposes Auditor Independence And Workpaper Retention Rules Required Under Sarbanes-Oxley - Agrees To Issue Report On Anti-Money Laundering Rules

    Date 19/11/2002

    The Securities and Exchange Commission today approved publication of proposed rules that would require auditors to retain specific types of records. A second set of rules would require certain disclosures and reports by auditors and set conditions under which auditing firms would not be considered independent for purposes of performing audits of public company financial statements. These rules are required under the Sarbanes-Oxley Act. The Commission also approved a staff recommendation to issue

  • RTS Reports Record Daily Turnover On The Order-Driven Market

    Date 19/11/2002

    On November 18th, 2002, the daily total turnover on the RTS Stock Exchange order-driven market reached an all-time record of 610 million rubles exceeding the previous value of 439 million as of November 14th.