News Centre

U.S. Commodity Futures Trading Commission And Australian Securities And Investments Commission Sign Memorandum Of Understanding To Enhance Supervision Of Cross-Border Regulated Entities

Date 30/09/2014

The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Tim Massad and Chairman Greg Medcraft of the Australian Securities and Investments Commission (ASIC) have signed a Memorandum of Understanding (MOU) regarding cooperation and the exchange of information in the supervision and oversight of regulated entities that operate on a cross-border basis in the United States and in Australia.

Warsaw Stock Exchange: Fifth Anniversary Of Catalyst

Date 30/09/2014

• It has been five years on 30 September since the debt securities market Catalyst launched
• Catalyst listed bonds of 188 Polish and foreign issuers at the end of August; bonds of 38 issuers were newly listed on the market in the eight months of 2014
• The total value of 462 series of non-Treasury bonds was PLN 68 billion

U.S. Commodity Futures Trading Commission And Australian Securities And Investments Commission Sign Memorandum Of Understanding To Enhance Supervision Of Cross-Border Regulated Entities

Date 30/09/2014

The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Tim Massad and Chairman Greg Medcraft of the Australian Securities and Investments Commission (ASIC) have signed a Memorandum of Understanding (MOU) regarding cooperation and the exchange of information in the supervision and oversight of regulated entities that operate on a cross-border basis in the United States and in Australia.

CME Group Inc. Announces Date Of Third-Quarter 2014 Earnings Release, Conference Call

Date 30/09/2014

CME Group Inc. will announce earnings for the third quarter of 2014 before the markets open on Thursday, October 30, 2014.  The company has scheduled an investor conference call that day at 7:30 a.m. Central time.

CFTC Files Complaint Charging Daniel Shak Of Las Vegas With Violating A CFTC Order Settling Charges Of Attempted Manipulation Of NYMEX Crude Oil Futures Contracts - The CFTC Order Entered In November 2013 Prohibits Shak From Trading Futures Contracts During The Closing Period For A Two-Year Period

Date 30/09/2014

The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement Complaint in U.S. District Court for the District of Columbia against Defendant Daniel Shak of Las Vegas, Nevada, for violating an administrative Order (CFTC Order) entered by the CFTC on November 25, 2013 (see CFTC Press Release 6781-13). The CFTC Order, among other things, prohibited Shak from trading outright futures contracts in any market during the closing period for a period of two years.

Direct Edge Trading Notice #14-39: BATS One Feed Release Postponed Pending SEC Approval

Date 30/09/2014

The production release of the BATS One Feed has been delayed pending SEC approval.  BATS has completed work on all versions of the BATS One Feed and is prepared for a production release once final approval has been received.

ESMA Issues Updated Q&A On The Application Of The Alternative Investment Managers Directive (AIFMD)

Date 30/09/2014

The European Securities and Markets Authority (ESMA) published today an update of its Questions & Answers (Q&A) document on the application of the Alternative Investment Managers Directive (AIFMD).

ASR Nederland N.V. Lists EUR 500 Million Bond On Euronext Amsterdam

Date 30/09/2014

Euronext announces the successful corporate bond listing by ASR Nederland N.V. on its Amsterdam market (ISIN: XS1115800655).

History Shows UK Economy Will Be 0.4 Per Cent Bigger Than ONS' Revised Figures - According To Warwick Business School Economists

Date 30/09/2014

The UK's GDP for the second quarter of 2014 could eventually be 0.4 per cent higher than the Office for National Statistics' huge national accounts revision revealed, according to Warwick Business School economists.

IOSCO Issues Report On Market-Based Financing For SMEs And Infrastructure

Date 30/09/2014

The International Organization of Securities Commissions (IOSCO) today published a research note on Market-Based Long-Term Financing Solutions for SMEs and Infrastructure. The note is a compilation of recent examples of capital market solutions in developed and emerging markets that have contributed to the financing of small and medium enterprises (SME) and infrastructure projects.