News Centre

Thai Bourse Selects 45 Listed Companies For CSR Recognition 2014 Awards

Date 18/11/2014

The Stock Exchange of Thailand (SET) has recently held CSR Recognition 2014 ceremony for the third consecutive year to honor 45 Thai listed companies which have shown their continuous commitment in operating business with social responsibility towards sustainability, integrating business operation with environmental, social, and governance considerations, becoming role models for others. This year, there are two special awards: Most Improved CSR Awards for three listed companies having shown outstanding social responsibilities development and Rising Star Awards for the company participating in the contest for the first year with outstanding and admirable performance.

Changes In The Exchange Council Of The Frankfurt Stock Exchange

Date 18/11/2014

The Exchange Council of the Frankfurt Stock Exchange elected a new Deputy Chairman in its meeting of 14 November 2014; Dr Matthias Zieschang, Executive Director of Controlling and Finance at Fraport AG, will be taking over from Dr Werner Brandt, who stepped down as of 30 June 2014. The Exchange Council also elected a new representative for the issuers voter group, Simone Menne, Chief Financial Officer and Executive Board member responsible for Aviation Services at Deutsche Lufthansa AG.

HKEx Report: Stock Exchange Participants' Market Share Report

Date 18/11/2014

Call For Expressions Of Interest Regarding The Renewal Of The Consultative Working Group Of The ESMA Financial Innovation Standing Committee

Date 18/11/2014

ESMA today launches a process to renew the composition of the Consultative Working Group (‘CWG’) for the Financial Innovation Standing Committee (’FISC’). ESMA is therefore calling for expressions of interest from stakeholders.

Borsa İstanbul Monthly Report - October 2014

Date 18/11/2014

Click here to download Borsa İstanbul's monthly report for October 2014.

ICAP Information Services Launches ICAP Equity Derivatives Premium Pricing Service

Date 18/11/2014

ICAP Information Services (IIS), the information division of ICAP, announces today that it has launched ICAP Equity Derivatives, an end-of-day, premium data product. Content includes volatility surfaces, variance swap curves and forward curves for the top 13 global equity indices, with maturities from one month up to 10 years and strikes between 5% and 400% of spot.

SEC Sanctions Two Former Defense Contractor Employees For FCPA Violations

Date 17/11/2014

The Securities and Exchange Commission today sanctioned two former employees in the Dubai office of a U.S.-based defense contractor for violating the Foreign Corrupt Practices Act (FCPA) by taking government officials in Saudi Arabia on a “world tour” to help secure business for the company.  The two employees later falsified records in an attempt to hide their misconduct.

NYSE To Host Floor Broker Charity Trading Day – Friday, November 21, 2014

Date 17/11/2014

The New York Stock Exchange, part of the Intercontinental Exchange (NYSE: ICE) global network of exchanges, announced today that the NYSE Floor Broker Charity Trading Day will take place on Friday, November 21, 2014.

SEC Charges Three Penny Stock Promoters Behind Pump-And-Dump Schemes

Date 17/11/2014

The Securities and Exchange Commission today charged three penny stock promoters with conducting pump-and-dump schemes involving stocks they were touting in their supposedly independent newsletters.

Thomas Sullivan, Senior Adviser, Division Of Banking Supervision And Regulation, International Insurance Regulation, Before The Subcommittee On Housing And Insurance, Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.

Date 17/11/2014

Chairman Neugebauer, Ranking Member Capuano, and other members of the subcommittee, thank you for inviting me to testify on behalf of the Federal Reserve.