News Centre

The UK Prudential Regulation Authority (PRA) Fines Citigroup Global Markets Limited (CGML) £33,880,000 For

Date 22/05/2024

The Prudential Regulation Authority (PRA) has fined Citigroup Global Markets Limited (CGML) £33,880,000 for failings in its trading systems and controls during the relevant period of investigation, being between 1 April 2018 and 31 May 2022.

UK Financial Conduct Authority Fines CGML £27,766,200 For Failures In Its Trading Systems And Controls

Date 22/05/2024

Bank Of Japan Review: Foreign Currency Liquidity Risk Management At Japanese Major Banks: Efforts And Enhancement

Date 22/05/2024

Securing stable foreign currency liquidity is one of the most important issues for Japanese major banks, as it is the basis of the expansion of their overseas businesses. The Financial Services Agency and the Bank of Japan have been conducting the "Joint Survey on Foreign Currency Liquidity Risk Management" for major banks classified as G-SIBs in fiscal 2021 until fiscal 2023. Moreover, the March 2023 banking turmoil in foreign countries shed new light on the importance of liquidity risk management.

Shanghai Futures Exchange: Notice On Adjusting Order Fees On Futures And Options Contracts

Date 22/05/2024

Shanghai Futures Exchange (SHFE) plans to adjust order fees on futures and options contracts, starting from June 3, 2024 (i.e., the continuous trading session on the evening of May 31, 2024)

ASX Group Executive, Technology & Data Announces Intention To Depart

Date 22/05/2024

Following almost seven years as a valued member of the Executive Team, ASX Group Executive Technology & Data, Dan Chesterman will depart the Group in the coming months after announcing his intention to resign.

Shenzhen Stock Exchange Market Bulletin, May 17, 2024, Issue 13

Date 22/05/2024

Click here to download Shenzhen Stock Exchange's market bulletin, issue 13.

Opening Remarks At The ASIC UTS AI Regulators Symposium, Address By ASIC Chair Joe Longo On 21 May 2024

Date 22/05/2024

Good evening, everyone: the Assistant Treasurer and Minister for Financial Services Stephen Jones, Commissioners, colleagues and guests.

New Zealand Financial Markets Authority - Consultation: Class Exemption Renewal For Disclosure Of Relevant Interests By Directors And Senior Managers, And NZCDC Settlement System

Date 22/05/2024

We are reviewing whether to renew two existing class exemption notices for a further five years: 

CFTC Chairman Behnam To Keynote At The HCMC Public Conference “Climate In The Center Of Economy”

Date 21/05/2024

CFTC Chairman Behnam To Participate In A Fireside Chat At The CCP Annual General Meeting 2024

Date 21/05/2024