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Monetary Authority Of Singapore Bans Three Individuals For Obstructing Course Of Justice, Falsification Of Records And Providing False Information To MAS
Date 24/05/2024
The Monetary Authority of Singapore (MAS) has issued prohibition orders (POs) against two former insurance agents of Prudential Assurance Company Singapore (Pte) Limited (PACS), Ms Yuen Pui Leng Eunice and Ms Tan Zhen Zhi, Grace, following their conviction for offences under the Financial Advisers Act (FAA). A prohibition order and a stern warning in lieu of prosecution were also issued against Mr Lim Hee Loon Benny, a former insurance agent of PACS and current insurance agent of Manulife Financial Advisers Pte Ltd for furnishing false information to MAS.
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Japan Financial Services Agency Updated Its Pamphlet Titled “Game Companies Are Required To Notify The Japanese Authority (Local Finance Bureau) In Accordance With The Payment Services Act.”
Date 24/05/2024
- When delivering a game that will be billed in Japan, game companies are required to notify the Japanese authority (Local Finance Bureau) in accordance with the Payment Services Act
- When a Foreign Company intends to carry out transactions continuously in Japan, it must specify its representatives in Japan and register as a Foreign Company
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Bursa Malaysia Introduces API Gateway For Enhanced Investors’ Onboarding Experience - Quicker Account Activation And Real-Time Trading Enablement For Retail Investors
Date 24/05/2024
Bursa Malaysia Berhad (“Bursa Malaysia” or the “Exchange”) has recently introduced an Application Programming Interface (“API”) or API Gateway to increase the efficiency of the Central Depository System (“CDS”) account management processes by Participating Organisations (“PO”) or brokers. This initiative is part of the Exchange’s leverage of technology to enhance the experience for CDS account holders, towards growing investor participation in the equities market.
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JPX Market Innovation & Research: Addition Of New Data Datasets To Data Distribution Service J-Quants Pro For Corporate Users
Date 24/05/2024
Today, May 24, 2024, JPXI has added three new data datasets to J-Quants Pro, which is a service that distributes financial data related to the Japanese market to corporate users in an easy-to-use manner.
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Statement Of CFTC Commissioner Caroline D. Pham On Reasonable Accommodation
Date 23/05/2024
Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham released the following statement regarding the CFTC’s administrative order regarding J.P. Morgan Securities LLC announced today:
“I find it deeply disturbing that the CFTC did not provide reasonable accommodation to respect a religious holiday. The CFTC demanded that legal submissions be produced on Yom Kippur. I do not believe the CFTC would have done the same thing if it were Christmas Day. This raises concerns regarding unequal treatment under the law based on religion. The CFTC is not above the Constitution—no matter what. These actions are yet another example of why I have called for a GAO study on the CFTC’s internal procedures. While I support this significant settlement and remind all registrants that they must ensure diligent supervision under our regulations, that is no excuse for the CFTC’s apparent lack of respect for rights.”
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Statement Of CFTC Commissioner Kristin N. Johnson On Settlement Agreement Resolving Enforcement Action On Compliance And Supervision Failures
Date 23/05/2024
Today, the Commodity Futures Trading Commission (Commission or CFTC) announced a settlement agreement with J.P. Morgan Securities LLC (J.P. Morgan) following over a decade of trade surveillance supervision failures in violation of Regulation 166.3.
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CFTC Orders J.P. Morgan To Pay $200 Million For Supervision Failures - CFTC Finds J.P. Morgan Failed To Surveil Billions Of Client Orders On A U.S. Designated Contract Market
Date 23/05/2024
The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against J.P. Morgan Securities LLC, a registered futures commission merchant and swap dealer, for failing diligently to supervise its business as a CFTC registrant, resulting in J.P. Morgan failing to capture billions of orders in its surveillance systems.
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Commentary On The SEC's Approval Of Ethereum ETFs: Greg Moritz, COO And Co-founder, Alt Tab Capital
Date 23/05/2024
Greg Moritz commented “The SEC's approval of Ethereum spot ETFs is a huge win for investors everywhere. There is massive demand for digital assets and for too long access to them has been restricted to either the technically savvy or the already wealthy. We see the largest financial institutions in the world creating products to meet that demand and now we see a regulatory decision that embraces progress.
“Perhaps the more interesting question the ETF approval poses, is that if it is possible for ETH, what other altcoins is it possible for?”
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Robinhood Markets, Inc. To Present At The Deutsche Bank Global Financial Services Conference On May 30, 2024
Date 23/05/2024
Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today announced that it will be participating in the upcoming Deutsche Bank Global Financial Services Conference on Thursday, May 30, 2024.
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FSB: RCG Sub-Saharan Africa Group Discusses Cross-Border Payments, Artificial Intelligence And Climate-Related Risks
Date 23/05/2024
The Financial Stability Board (FSB) Regional Consultative Group (RCG) for Sub-Saharan Africa met in Dakar, Senegal. The FSB RCG for Sub-Saharan Africa would like to thank Governor Jean-Claude Kassi Brou and the BCEAO for hosting the meeting for the first time.
