News Centre

Circular On Self-Regulatory Measures Taken By CFFEX In August 2022

Date 09/09/2022

To prevent market risks, maintain the orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in August 2022.

Finansinspektionen Closes Investigation Into EQT AB

Date 09/09/2022

Finansinspektionen has closed an investigation into whether EQT AB was in violation of EU’s Market Abuse Regulation (MAR) when the company disclosed information on 7 September 2021 regarding a revision of the existing lock-up agreements. FI has closed the investigation.

CFFEX: Notice On Listing Of New China Government Bond Futures Contracts

Date 09/09/2022

• The TF2306 5-year China Government Bond Futures contract is scheduled to be listed on 13/09/2022 at the base price of RMB101.53.
• The T2306 10-year China Government Bond Futures contract is scheduled to be listed on 13/09/2022 at the base price of RMB100.95.
• The TS2306 2-year China Government Bond Futures contract is scheduled to be listed on 13/09/2022 at the base price of RMB101.01.

London Stock Exchange Group Plc Purchase Of Own Shares

Date 09/09/2022

LSEG announces it has purchased the following number of its voting ordinary shares of 6^79/86 pence each from Goldman Sachs International ("GSI") on the London Stock Exchange pursuant to instructions issued by LSEG on 05 August 2022 as part of its share buyback programme, as announced on 05 August 2022.

Japan's Stewardship Code : 322 Institutional Investors Have Signed Up To The Principles For Responsible Institutional Investors As Of August 31, 2022

Date 09/09/2022

The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, University of Tokyo Graduate Schools for Law and Politics) published the Principles for Institutional Investors (Japan’s Stewardship Code, hereinafter referred to as "the Code") on February 26, 2014.

CFFEX: Notice On Issues Related To The Delivery Of Equity Index Futures And Options Contracts

Date 09/09/2022

Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, CSI 300 Index options, CSI 1000 Index futures, and CSI 1000 Index options contract is the third Friday of the expiry month. Where the last trading day is a public holiday or trading of that contract is suspended on that day for extraordinary situations or other reasons, the last trading day shall be postponed to the following trading day. Accordingly, the last trading day of IF2209, IH2209, IC2209, IO2209(CSI 300 Index options contracts expiring in September 2022), IM2209, and MO2209(CSI 1000 Index options contracts expiring in September 2022) is September 16, 2022.

Nadex Refrains From Listing Certain Contracts

Date 09/09/2022

Due to activity in the underlying markets upon which the Nadex contracts are based and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex took the following actions:

ASIC Remakes ‘Sunsetting’ Class Order On Financial Requirements For Retail OTC Derivative Issuers

Date 09/09/2022

ASIC has remade class order [CO 12/752] Financial requirements for retail OTC derivative issuers which was due to sunset on 1 October 2022.  

Nadex Temporarily Amends Binary Contracts Strike Width

Date 09/09/2022

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(d) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) hereby provides notice that due to increased or decreased volatility, as the case may be, in the underlying markets upon which the Nadex contracts are based, Nadex made changes to the strike widths of various contracts during the week of September 5, 2022 as indicated in the Weekly Notice.

Federal Securities Laws: Closed-Book Or Open-Book Exam? - Remarks At SEC Speaks 2022, Sebastian Gomez Abero, Deputy Director, Office Of The Advocate For Small Business Capital Formation

Date 08/09/2022

Good morning. It is so nice to be back in person at SEC Speaks – a welcome change. One thing has not changed, though, and that is the number of times you probably heard, and will continue to hear, that the views expressed are the speakers’ own and do not necessarily reflect those of the Commission, the Commissioners, or other members of the staff, which equally applies to my remarks.