News Centre

UK Quoted Companies Alliance Hosts 30th Anniversary Dinner For Growth Companies

Date 16/09/2022

Shanghai Stock Exchange Lists And Trades CSI 500 ETF Options On September 19, 2022

Date 16/09/2022

Approved by the China Securities Regulatory Commission (CSRC), the Shanghai Stock Exchange (SSE) will list and trade CSI 500 ETF option contract (abbreviation of contract underlying securities: CSI 500 ETF, code: 510500) on September 19, 2022 to better meet the risk management needs of investors.

Tokyo Financial Exchange: Rollover Of Leading Contract Month For Three-Month Euroyen Futures

Date 16/09/2022

Tokyo Financial Exchange has decided to shift the leading contract month for Euroyen futures from the current September 2022 contracts to the Decsember 2022 contracts due to arrival of the last trading day, effective from 16 Sep 2022.

Readout: US Treasury Climate Counselor Morton And Deputy Special Envoy For Climate Duke Travel To Indonesia To Advance The Just Energy Transition Partnership

Date 16/09/2022

On Thursday, September 15, Climate Counselor to the Secretary of the Treasury John Morton and Deputy Special Envoy for Climate Rick Duke concluded a visit to Jakarta, Indonesia, where they met with Indonesian counterparts to advance the development of the Indonesia Just Energy Transition Partnership. 

SEC Charges Gol Intelligent Airlines, Brazil’s Second Largest Airline, With FCPA Violations

Date 15/09/2022

The Securities and Exchange Commission today charged Brazil’s second largest domestic airline, GOL Linhas Aéreas Inteligentes, for violating the Foreign Corrupt Practices Act (FCPA). The São Paulo-based company, also known as Gol Intelligent Airlines, agreed to pay $70 million to settle the SEC charges.

US Department Of Justice: GOL Linhas Aéreas Inteligentes S.A. Will Pay Over $41 Million In Resolution Of Foreign Bribery Investigations In The United States And Brazil

Date 15/09/2022

GOL Linhas Aéreas Inteligentes S.A. (GOL), an airline headquartered in São Paulo, Brazil, will pay more than $41 million to resolve parallel bribery investigations by criminal and civil authorities in the United States and Brazil. According to court documents, GOL entered into a three-year deferred prosecution agreement (DPA) with the Department of Justice in connection with a criminal information filed in the District of Maryland charging the company with conspiracy to violate the anti-bribery and books and records provisions of the Foreign Corrupt Practices Act (FCPA).

Laudable Ends, Poorly Pursued: Statement Regarding Recent Pay-To-Play Rule Settlements, SEC Commissioner Hester M. Peirce, Sept. 15, 2022

Date 15/09/2022

Today the Commission instituted and settled administrative proceedings against four investment advisers for violating the Pay-to-Play Rule. The Rule, adopted in 2010, came in response to instances where government entities, such as state and municipal pension plans, were choosing investment advisers based on their political contributions.

CFTC’s Division Of Data Announces Limited Modifications To The Technical Specification For Parts 43 And 45

Date 15/09/2022

The Commodity Futures Trading Commission’s Division of Data (DOD) today announced it has published limited modifications to Version 3.0 of the CFTC Technical Specification, issued in September 2021. The Technical Specification provides detailed instructions for swap data reporting and public dissemination requirements under Parts 43 and 45 of the CFTC’s regulations. The Technical Specification includes the definitions, formats, and allowable values for data elements that are to be reported to swap data repositories (SDRs).

Expiration Prices Determined For September MOEX Index Futures

Date 15/09/2022

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US Office Of The Comptroller Of The Currency Reports Improvement In Overall Mortgage Performance

Date 15/09/2022

The Office of the Comptroller of the Currency (OCC) reported that the performance of first-lien mortgages in the federal banking system improved during the second quarter of 2022.