FTSE Mondo Visione Exchanges Index:
News Centre
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Nadex Temporarily Amends Binary Contracts Strike Width
Date 09/09/2022
Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(d) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) hereby provides notice that due to increased or decreased volatility, as the case may be, in the underlying markets upon which the Nadex contracts are based, Nadex made changes to the strike widths of various contracts during the week of September 5, 2022 as indicated in the Weekly Notice.
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Federal Securities Laws: Closed-Book Or Open-Book Exam? - Remarks At SEC Speaks 2022, Sebastian Gomez Abero, Deputy Director, Office Of The Advocate For Small Business Capital Formation
Date 08/09/2022
Good morning. It is so nice to be back in person at SEC Speaks – a welcome change. One thing has not changed, though, and that is the number of times you probably heard, and will continue to hear, that the views expressed are the speakers’ own and do not necessarily reflect those of the Commission, the Commissioners, or other members of the staff, which equally applies to my remarks.
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MIAX Exchange Group - Moment Of Silence On Friday, September 9, 2022
Date 08/09/2022
Please be advised the MIAX Exchanges will observe a one minute moment of silence at 9:20 A.M. Eastern on Friday, September 9, 2022 to honor 9/11 victims, survivors, and their families.
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FIA Statement On The Passing Of Queen Elizabeth II
Date 08/09/2022
FIA joins the U.K. in mourning the loss of Queen Elizabeth II and has begun discussions with market participants in the cleared derivatives industry about the potential of market closures in observance of her passing.
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TheCityUK Statement On The Death Of Her Majesty Queen Elizabeth II
Date 08/09/2022
On notification of the death of Her Majesty Queen Elizabeth II, TheCityUK Chair, Dame Anne Richards, said,
“On behalf of TheCityUK and our members across the UK-based financial and related professional services industry, I am deeply saddened to learn of the death of Her Majesty Queen Elizabeth II, and extend our condolences to the Royal Family."
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London Stock Exchange Group Statement On Passing Of Her Majesty Queen Elizabeth II
Date 08/09/2022
"We are deeply saddened at the passing of Her Majesty Queen Elizabeth II. Our sympathies and condolences are with The Royal Family.” – London Stock Exchange Group
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Bank Of England Statement
Date 08/09/2022
The Bank of England’s staff wish to express their heartfelt condolences to the Royal Family, following news of the death of Her Majesty Queen Elizabeth II.
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US Department Of Justice: EmpiresX Head Trader Pleads Guilty To Global Cryptocurrency Investment Fraud Scheme That Amassed Approximately $100 Million From Investors
Date 08/09/2022
A Florida man pleaded guilty today to conspiracy to commit securities fraud in connection with a global cryptocurrency-based Ponzi scheme that took in approximately $100 million from investors.
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ISDA - The Swap - Episode 25: Outlook For Global Energy Prices
Date 08/09/2022
Energy prices have reached stratospheric levels, triggering predictions of a challenging winter in the northern hemisphere. What’s the outlook for global energy markets, and how will the current landscape impact the switch to renewables? Scott O’Malia talks to Kevin Book at ClearView Energy Partners.
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FINRA Orders Joseph Stone Capital And Several Representatives To Pay $1 Million In Restitution For Excessive Trading In Customer Accounts - Three Supervisors Suspended For Failing To Respond To Red Flags - Eight Representatives Suspended For Excessive Trading
Date 08/09/2022
FINRA announced today that it has ordered Joseph Stone Capital LLC to pay restitution of approximately $825,000 to customers whose accounts were excessively traded by the firm’s representatives. In related settlements, FINRA suspended eight current or former Joseph Stone representatives and required them to pay, collectively, an additional $211,000 in restitution to the firm’s impacted customers. In addition, FINRA suspended three supervisors at the firm for failing to reasonably identify or respond to red flags of excessive trading, and barred two representatives for refusing to respond to FINRA’s requests for information in connection with the investigation.
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