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  • CFTC's Division Of Trading And Markets Clarifies Certain Exemptive Relief

    Date 08/10/2001

    The Division of Trading and Markets of the Commodity Futures Trading Commission (Commission or CFTC) is issuing this Advisory to clarify that certain exemptive relief granted by the Securities and Exchange Commission (SEC) to registered securities broker-dealers in connection with the events of September 11, 2001, also applies to futures commission merchants (FCMs) and introducing brokers (IBs).

  • Botswana Stock Exchange Market Commentary

    Date 08/10/2001

    The short trading week did little harm to volumes as brisk activity, mainly driven by government pension fund purchases, lifted the market 1.2% to a new record high.

  • SET Adjusts New Spread Effective On November 5, 2001.

    Date 05/10/2001

    The Stock Exchange of Thailand (SET) adjust new spread for ten trading price ranges. This new adjustment will take effect on November 5th this year. The adjustment is designed to facilitate low priced securities to be more liquid. Securities trading at a price of less than 50 baht will be allocated into five trading price ranges. SET believes that the change will have no negative impact on investments but will in fact help investors to trade on various price levels. This would increase liqu

  • Philadelphia Stock Exchange To Begin Trading CONOCO, INC.

    Date 05/10/2001

    The Philadelphia Stock Exchange (PHLX) announced today that it will begin trading put and call options on Conoco Inc. upon the opening of business on Monday, October 8.

  • New Circular To Replace Circular No. 19/99 Concerning Procedures And Requirements For The Listing Of New Companies On The Main List, SMB List And The Primary Capital Certificates List Of Oslo Børs.

    Date 05/10/2001

    Reference is made to Circular No. 19/99 which sets out the procedures and requirements for the listing of new companies by Oslo Børs. On the basis of its experience from listing matters over recent years, Oslo Børs has found it necessary to make certain changes and provide further clarification in relation to the procedures described in Circular No. 19/99. The attached circular provides an update of the procedures and requirements that apply to the listing of new companies, and therefore replace