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  • Tokyo Stock Exchange Requested Miki Securities Co., Ltd. To Submit Business Improvement Report

    Date 24/01/2003

    TSE requested MIKI SECURITIES CO., LTD. (Miki) to submit business improvement report as to strengthen its internal control system, secure strict compliance by the directors and staff, take preventive measures against recurrence of the violations mentioned below, and clarify locus of responsibility, pursuant to the TSE's Trading Participant Rule.

  • Tokyo Stock Exchange Quarterly Disclosure

    Date 24/01/2003

    In order to enable investors to make rational investment decisions, Tokyo Stock Exchange, Inc. believes it is necessary to provide the market more frequently with information concerning the changes in listed companies' operational and financial situations, and therefore it has begun to promote policies for quarterly disclosure. However, in order for those policies to be effective certain conditions must be met. The accuracy of a minimum level of information, as well as the comparability of that

  • Tokyo Stock Exchange Imposed Imposed A Penalty On Credit Lyonnais Securities Europe - Switzerland AG

    Date 24/01/2003

    TSE imposed a penalty on CREDIT LYONNAIS SECURITIES EUROPE - SWITZERLAND AG ("CREDIT LYONNAIS") of JPY 3 million fine for following business without prior authorization, prior approval or notification to the FSA and censure for the violation against the Measures to Prevent Abuses.

  • Tokyo Stock Exchange Imposed A Penalty On ING Securities (Japan) Limited

    Date 24/01/2003

    TSE imposed a penalty on ING SECURITIES (JAPAN) LIMITED ( '' ING Securities '') of JPY 2 million fine for act of solicitation with promise of special profit.

  • Thailand Finance Minister Announces Roadshow A Major Success For Listed Companies

    Date 24/01/2003

    Leading listed companies, from the banking, property, communications, and entertainment sectors that accompanied the roadshow lead by the Stock Exchange of Thailand (SET) and the Finance Ministry say they are confident that they have the potential to grow between 5-25%. The Finance Minister also announced the intention to hold similar roadshows in Asia.