FTSE Mondo Visione Exchanges Index:
News Centre
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SEC: Founders Of PBHG Funds And Pilgrim Baxter & Associates Charged With Fraud In Connection With Market Timing Of PBHG Funds
Date 20/11/2003
The Securities and Exchange Commission today announced the filing of a civil injunctive action in the United States District Court for the Eastern District of Pennsylvania against Gary L. Pilgrim, of Malvern, Pa., Harold J. Baxter, of Berwyn, Pa., and Pilgrim Baxter & Associates, Ltd. (Pilgrim Baxter), a registered investment adviser headquartered in Wayne, PA, charging them with fraud and breach of fiduciary duty in connection with market timing of the PBHG Funds. Pilgrim was the President, Chi
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Program Trading Averaged 39.5 Percent Of NYSE Volume During Nov. 10-14
Date 20/11/2003
The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Nov. 10-14.
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NYSE Seat Sale
Date 20/11/2003
A regular seat was sold on the New York Stock Exchange on Thursday, Nov. 20, 2003 for $1,500,000, unchanged from the previous regular seat sale of $1,500,000 on Nov. 18, 2003.
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NYSE Interim Chairman And CEO John Reed Testifies Before U.S. Senate Banking Committee
Date 20/11/2003
In a session that begins at 10 a.m. today, NYSE Interim Chairman and CEO John Reed testifies before the US Senate Committee on Banking, Housing, and Urban Affairs in an open session entitled "Improving the Corporate Governance of the New York Stock Exchange." Mr. Reed follows William H. Donaldson, Chairman, U.S. Securities and Exchange Commisson. Please click here to view Mr. Reed's written testimony.
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New York Stock Exchange Issues Monthly Short Interest Report
Date 20/11/2003
The New York Stock Exchange today reported short interest as of the close of business on the settlement date of Nov. 14, reflecting transactions through Nov. 10, 2003.
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New York Attorney General Spitzer Testimony on Mutual Fund Fees
Date 20/11/2003
Please click here for testimony of Attorney General Eliot Spitzer before the United States Senate Banking, Housing, and Urban Affairs Committee Washington, D.C.
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Midwest Regional Director Mary Keefe To Leave SEC
Date 20/11/2003
Mary E. Keefe, Regional Director of the Securities and Exchange Commission's Midwest Regional Office, announced today that she will leave the Commission in December to become Associate General Counsel and Head of Global Compliance of Citadel Investment Group, L.L.C.
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John Reed To Present New NYSE Constitution And Eight New Proposed Directors
Date 20/11/2003
John Reed, interim Chairman and CEO of the New York Stock Exchange (NYSE), announced today at the Association for Financial Professionals (AFP) 24th Annual Conference that he will present a new constitution and eight new proposed directors for the board of the NYSE tomorrow morning.
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ICEX News And Views - A Deeper And More Liquid Equity Market - An Analysis Of The Depth And Spread On ICEX
Date 20/11/2003
Please click here for the latest issue of ICEX News and Views.
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GL TRADE Teams With HP To Port GL TRADE Applications To Linux
Date 20/11/2003
GL TRADE world's leading provider of electronic trading solutions and HP join forces to provide Linux solutions.
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