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  • Standard & Poor’s Announces Changes In The S&P/TSX Venture Composite Index

    Date 21/09/2004

    Standard & Poor’s will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Tuesday, September 21, 2004:

  • SEC Brings Charges Against Td Waterhouse And Three Investment Advisers For Undisclosed Cash Payments

    Date 21/09/2004

    The Securities and Exchange Commission today filed settled civil charges against TD Waterhouse Investor Services, Inc., a national brokerage firm, for making undisclosed cash payments to three investment advisers to encourage them to use TD Waterhouse for their clients' brokerage business. In settling the matter, TD Waterhouse agreed to pay a $2 million penalty, among other remedies. The Commission also announced related fraud actions against the three investment advisers and their principals fo

  • Quarterly Rebalancing For S&P/HKEx LargeCap Index

    Date 21/09/2004

    Standard & Poor's, as part of the quarterly rebalancing, will update the shares outstanding for the S&P/HKEx LargeCap Index. In addition some Investible Weight Factors for constituents in the S&P/HKEx LargeCap Index will be updated effective after the close of business Wednesday, September 28, 2004.

  • New York Stock Exchange Issues Monthly Short Interest Report

    Date 21/09/2004

    The New York Stock Exchange today reported short interest as of the close of business on the settlement date of Sept. 15, 2004 reflecting transactions through Sept. 10, 2004.

  • New SAXESS Member Of Stockholmsbörsen

    Date 21/09/2004

    Mandatum Stockbrokers Ltd, based in Helsinki, Finland, has been admitted as cash member of Stockholmsbörsen and will commence trading in SAXESS from Monday 27 September 2004.