FTSE Mondo Visione Exchanges Index:
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Date 13/11/2003
USDA Names NYBOT's Subsidiary eCOPS, LLC, First Official "Provider" Of Electronic Warehouse Receipts For Coffee
The United States Department of Agriculture (USDA) has designated eCOPS, LLC, a subsidiary of the New York Board of Trade® (NYBOT®) which uses an innovative electronic commodity operations processing system (eCOPSsm), as the first official "Provider" of Electronic Warehouse Receipts (EWR) for coffee under the United States Warehouse Act. The USDA action places the NYBOT eCOPS in the vanguard of the technological revolution that will automate the cumbersome, error-prone and costly manual back-off
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Date 13/11/2003
UK's Financial Services Authority Acts Against Former Credit Suisse Financial Products Senior Managers
The Financial Services Authority (FSA) has fined a former chief executive officer (CEO) £150,000 for failing to detect or prevent attempts to mislead the Japanese tax authority in 1996-7. In addition, it has banned two individuals for their share of responsibility in attempts to mislead the Japanese tax or regulatory authorities in 1996-8.
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Date 13/11/2003
Sydney Futures Exchange Electricity Futures Volumes Charging Ahead
Fourteen months after their initial listing, trading volumes of the d-cypha SFE Australian Electricity Futures contracts on the Sydney Futures Exchange (a wholly owned subsidiary of SFE Corporation) were at record levels in October, reinforcing the success of the d-cyphaTrade electricity futures contracts.
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Date 13/11/2003
Statement By New York Attorney General Eliot Spitzer Regarding The Proposed Putnam Settlement
Today's agreement between the SEC and Putnam provides some preliminary measures to address the issues raised in the actions filed against Putnam.
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Date 13/11/2003
Standard & Poor's To Take Over Smith Barney's Global Equity Indices - With Addition Of Benchmark Series, S&P Emerges As Leading Full-Service Index Provider
Standard & Poor's, the leading provider of independent investment research, indices and ratings, today announced that it has entered into an agreement with Citigroup to transition over Smith Barney's global benchmark index business (formerly known as the SSB Global Equity Index System) to Standard & Poor's Index Services. The indices, now to be known as the S&P/Citigroup Global Equity Indices, add significant capabilities to Standard & Poor's position as the world's leading index provider, stren
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Date 13/11/2003
Standard & Poor's Announces Changes In S&P/TSX Canadian Indices
Standard & Poor's Canadian Index Operations announces the following index change effective after the close of business on Friday, November 14, 2003: The relative weight of ARC Energy Trust (TSX:AET.UN - GICS 10102020 Oil & Gas Exploration & Production) will increase by approximately 0.45% in the S&P/TSX Capped Income Trust Index and by 0.86% in the S&P/TSX Capped Energy Trust Index. The relative weight change reflects an adjustment to the float capitalization of the trust due to the issuan
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Date 13/11/2003
SEC Charges Former CEO, CFO, And Controller Of Gateway, Inc. With Fraud - Gateway Agrees To Issuance Of A Cease-And-Desist Order
The Securities and Exchange Commission announced today the filing of fraud charges against the former chief executive officer, chief financial officer, and controller of San Diego-based Gateway, Inc., for engaging in a fraudulent earnings manipulation scheme to meet Wall Street analysts' expectations, and for making false statements and concealing from the investing public important information about the success of Gateway's personal computer (PC) business, in the second and third quarters of 20
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Date 13/11/2003
Putnam Agrees To Make Restitution And Implement Immediate, Significant Structural Reforms In Partial Resolution Of SEC Enforcement Action
The Securities and Exchange Commission today announced that Putnam Investment Management LLC (Putnam), a registered investment adviser located in Boston, Mass., agreed to the entry of an order in the Commission's administrative proceeding relating to alleged market-timing trades by certain of Putnam's employees. In the Order, Putnam has agreed to undertake significant and far-reaching corporate governance, compliance, and ethics reforms. Putnam has also agreed to a process for calculating and pa
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Date 13/11/2003
Program Trading Averaged 41.3 Percent Of NYSE Volume During Nov. 3-7
The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Nov. 3-7.
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Date 13/11/2003
NZAX Opening
The NZAX Market is opening for trading tomorrow at 11am.
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