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Speech By SEC Commissioner Paul S. Atkins: Remarks Before The Asian Pacific American Heritage Month Program

Date 09/05/2007

Thank you, Mr. Chairman. I am honored to introduce our guest speaker, Representative Mike Honda. I would like to especially thank Dhaval Patel and David Hsu for arranging for him to speak today.
Share Changes For BAE Systems Plc & Lagardere S.C.A. In The S&P European Indices

Date 09/05/2007

Standard & Poor’s will make the following changes in the S&P Europe 350, S&P Euro Plus, S&P Euro and S&P United Kingdom indices, effective after the close of trading on Friday 11 April 2007: BAE Systems Plc (United Kingdom, SEDOL: 0263494, GICS: Industrials, GICS Code: 20101010), a member of the S&P Europe 350, and S&P United Kingdom indices, shares will increase to 3,371,225,000 following the issue of new shares in a market placing. Lagardere S.C.A. (France, SEDOL: 4547213, G
Speech By SEC Commissioner Annette L. Nazareth: Remarks Before The ABA Section Of International Law

Date 09/05/2007

Good Morning. It is a pleasure to be here today. I always enjoy the opportunity to speak to such a well informed audience. But before I begin my remarks I must make clear that the views I express are my personal views and not necessarily those of the Securities and Exchange Commission or other individual members of the Commission or its staff.
GL TRADE Reports Turnover Of €44.7m In First Quarter Of 2007

Date 09/05/2007

GL TRADE, the global provider of integrated and multi-market software solutions for financial institutions, has reported turnover of €44.7m for the first quarter of 2007.
Company Share Changes In The S&P/CITIC 300 Index

Date 09/05/2007

S&P/CITIC Index Information Services Co., Ltd. will make the following changes in the S&P/CITIC 300 Index effective after the close of trading on Thursday May 10, 2007.

Morgan Stanley To Pay $7.9 Million To Settle Best Execution Case With SEC

Date 09/05/2007

The United States Securities and Exchange Commission today announced settled fraud charges against Morgan Stanley & Co. Incorporated (Morgan Stanley) for its failure to provide best execution to certain retail orders for over-the-counter (OTC) securities. In particular, Morgan Stanley embedded undisclosed mark-ups and mark-downs on certain retail OTC orders processed by its automated market-making system and delayed the execution of other retail OTC orders, for which Morgan Stanley had an obliga
NYSE Regulation, Inc. Announces Disciplinary Actions Against One Firm, 11 Individuals

Date 09/05/2007

This is NYSE Regulation, Inc.'s Disciplinary Actions announcement for May 2007.
FXMarketspace Provides Its First Monthly Market Update - First FX Platform To Release Monthly Volume Data

Date 09/05/2007

FXMarketSpace, the world’s first centrally-cleared, global foreign exchange (FX) platform for the over-the-counter market, has provided its first monthly market update, which included average daily volume figures for its first month of trading. The updates are designed to provide increased transparency to FXMarketSpace customers and the FX market as a whole and are a first for a cash FX platform.
London Stock Exchange: Growth In SETS Trades Exceeds 50 Per Cent For Sixth Consecutive Month

Date 09/05/2007

The average daily number of SETS trades during April 2007 was up 64 per cent on the same month last year to 465,967, making April the sixth month in a row that year on year growth in SETS trades exceeded 50 per cent. The average daily value traded grew 25 per cent to £7.5 billion. The total number of trades on SETS during the month was up 73 per cent to 8.9 million, and the total value traded grew 32 per cent to £143.0 billion.
ISE Declares Quarterly Dividend

Date 09/05/2007

The International Securities Exchange Holdings, Inc. (NYSE: ISE) announced that on May 8, 2007, its Board of Directors declared a quarterly dividend of $0.05 per outstanding share of its Class A Common Stock. The dividend is payable on June 29, 2007 to holders of record as of the close of business on June 22, 2007.