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Thai Bourse Opens Securities Trading Today, May 20, As Usual
Date 20/05/2014
The Stock Exchange of Thailand (SET), Market for Alternative Investment (mai), Thailand Futures Exchange (TFEX) and Bond Electronic Exchange (BEX) open for securities trading today (May 20, 2014) as usual. However, due to transportation inconvenience that may occur, all the activities previously scheduled to be held at the SET building on Rachadapisek Road will be postponed until further notice. For more information, please contact SET Call Center 0 2229 2222 or www.set.or.th.
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Notification On Launch Of Mock Trading Of Shanghai Futures Exchange Non-ferrous Metals Index Futures
Date 20/05/2014
The SHFE will start the mock trading of SHFE No-ferrous metals index futures in an attempt to smoothly push ahead with the Exchange’s jobs to list the non-ferrous metals index futures and reinforce investor education. We’re looking forward to the active participation from our members and clients, and hope that through such mock trading activity, participants may have a correct understanding of the index futures and enhance their risk prevention awareness in index futures investment.
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NASDAQ OMX Prices $500 Million Senior Notes Offering
Date 20/05/2014
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced that it priced a public offering of $500 million aggregate principal amount of 4.25% senior notes due 2024. The offering is expected to close on May 29, 2014, subject to customary closing conditions.
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Financial Stability Oversight Council Hosts Discussion On Asset Management
Date 20/05/2014
On Monday, May 19, the Financial Stability Oversight Council (Council) hosted a conference on the asset management industry and its activities to help inform the Council’s ongoing assessment of potential risks to U.S. financial stability. During the conference, practitioners – including CEOs, treasurers, and risk officers – as well as academics and other stakeholders discussed a variety of specific issues that relate to the industry.
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SIFMA Comments On FSOC Asset Management Conference
Date 19/05/2014
SIFMA today released the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, regarding the Financial Stability Oversight Council (FSOC) conference on the impact of asset managers on financial stability:
“We are encouraged that FSOC has taken a step to engage with the asset management industry at today’s conference. It’s vital that the FSOC engage in meaningful dialogue with industry participants and further study the asset management industry and its unique characteristics before making any decisions regarding the designation of asset managers as SIFIs. Following today’s conference, we hope the FSOC will continue this dialogue with the industry and make any findings transparent to the public before taking any action. SIFMA’s view remains that designating asset management firms or funds as SIFIs is unnecessary and would negatively impact investors. An activities-based approach is the most effective way to regulate the types of behavior that could impact financial stability. Further, the FSOC should allow asset managers’ primary regulator, the SEC, to complete current reform initiatives and evaluate their cumulative impact before moving forward with any sort of SIFI designation.
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MIAX Options Holiday Schedule - Memorial Day
Date 19/05/2014
Please be advised the MIAX Options Exchange will be closed on Monday, May 26, 2014 in observance of Memorial Day.
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SEC Announces Charges Against Four Former Officials At Clearing Firm Penson Financial Services For Regulation SHO Violations
Date 19/05/2014
The Securities and Exchange Commission today announced charges against four former officials at clearing firm Penson Financial Services for their roles in Regulation SHO violations.
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TABB Examines Alternative Trading System Matching Logic, Sees First Net Decline In 2014 Since SEC’s Reg ATS Approval In 1999 - New Research Advocates For Further ATS Transparency
Date 19/05/2014
In new research examining the rise in active Alternative Trading Systems (ATSs) in NMS securities since 2005, TABB Group says ATS registrations have reached a near-term peak and estimates a net decrease of three ATSs in 2014, the industry’s first net decline since the SEC’s approval of Reg ATS.
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Three Key Pressure Points In The Current Enforcement Environment, SEC Chair Mary Jo White, NYC Bar Association’s Third Annual White Collar Crime Institute, New York, NY, May 19, 2014
Date 19/05/2014
Introduction
Thank you, John Savarese, for that kind introduction. It is great to be here with you in New York. This is the City Bar Association’s Third Annual White Collar Crime Institute. It is always a terrific program and I am honored to be to kicking off this year’s event. As I look out at the audience and see so many familiar faces that I have worked with over the years, I am reminded of the extraordinary talent and professionalism that you bring to the white collar bar.
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Amman Stock Exchange: Sunday May 25 A Public Holiday To Celebrate Independence Day
Date 19/05/2014
According to the Prime Minister announcement on the occasion of the Independence Day, the ASE will be closed on Sunday, May 25, 2014.
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