News Centre

Shenzhen Stock Exchange Made The Decision On The Delisting Of Dandong Xintai Electric Co., Ltd. By Laws

Date 28/06/2017

Dandong Xintai Electric Co., Ltd. (hereinafter referred to as ‘XTEC’ or ‘the Company’) received administrative punishment from China Securities Regulatory Commission (‘CSRC’) for fraud share offering on 5 July, 2016, and it was suspended for listing from 6 September, 2016. According to Item (12) of Article 13.4.1 and Article 13.4.11 of the Rules Governing the Listing of Stocks on the Growth Enterprise Market of the Shenzhen Stock Exchange (2014 Revision), and as approved by the 77th work meeting of the Listing Committee of Shenzhen Stock Exchange (‘SZSE’), SZSE decided on the delisting of the Company on 23 June, 2017.

CME Group Announces The Launch Of Australian Wheat FOB (Platts) Futures Contract

Date 28/06/2017

CME Group, the world's leading and most diverse derivatives marketplace, today announced the launch of the Australian Wheat FOB (Platts) futures contract, to begin trading on July 24, 2017, pending all relevant regulatory review periods.

Ontario Securities Commission Approves No-Contest Settlement Agreement With RBC Dominion Securities Inc., Royal Mutual Funds Inc., And RBC Philips, Hager & North Investment Counsel Inc.

Date 27/06/2017

The Ontario Securities Commission (OSC) today approved a no-contest settlement agreement with RBC Dominion Securities Inc., Royal Mutual Funds Inc., and RBC Philips, Hager & North Investment Counsel Inc. (the RBC Registrants) in relation to a matter that the RBC Registrants discovered and self-reported to the O

Ricardo A. Aguilera Appointed New Director Of Division Of Financial Management And Chief Financial Officer

Date 27/06/2017

The Federal Reserve Board on Tuesday announced the appointment of Ricardo A. Aguilera as director of the Division of Financial Management and chief financial officer, effective June 26.

Reuters Partners With The National Association Of Media Literacy Education To Host kick-Off Event For Media Literacy Week In November

Date 27/06/2017

Reuters, the world’s largest international multimedia news provider, announced today that it will be partnering with the National Association for Media Literacy Education (NAMLE) to host a kick-off event for Media Literacy Week on November 6, 2017. The event, taking place at the Thomson Reuters building in New York, will bring together journalists, pre-K to grade-12 educators, higher education professors and researchers to create a dialogue around teaching media literacy and providing the tools needed to develop critical thinking skills around news and the media. 

SIFMA Testimony At House Subcommittee Market Structure Hearing

Date 27/06/2017

Today, Jeff Brown, Senior Vice President of Legislative and Regulatory Affairs at The Charles Schwab Corporation gave the following oral statement before the House Financial Services Subcommittee on Capital Markets, Securities and Investments at a hearing entitled “U.S. Equity Market Structure Part I: A Review of the Evolution of Today’s Equity Market Structure and How We Got Here,” with the full written testimony submitted for the record:

Nasdaq Holds Second Quarter 2017 Investor Conference Call

Date 27/06/2017

Nasdaq (NASDAQ:NDAQ) has scheduled its Second Quarter 2017 results announcement.

Testimony Of J. Christopher Giancarlo Acting-Chairman, Commodity Futures Trading Commission Before The U.S. Senate Committee On Appropriations Subcommittee On Financial Services And General Government

Date 27/06/2017

Good morning, Chairwoman Capito, Ranking Member Coons and members of the Subcommittee. Thank you for the opportunity to testify on the Commodity Futures Trading Commission (“Commission” or “CFTC”) FY 2018 Budget Request.

I appreciate the support your Committee has shown the Commission and for understanding the critical role we play in regulating the derivatives markets. I am pleased to be here today with Securities and Exchange Commission’s (SEC) Chairman Clayton, and I very much look forward to our discussion today and working collaboratively with him as we move forward.

OpenDoor Completes $10M Series A Funding Round

Date 27/06/2017

OpenDoor Securities (“OpenDoor”) has raised $10 million in a Series A investment round from private investors. The funds will be used to enhance the OpenDoor platform, improve its connectivity to current customers, and expand its network of client institutions and central banks.

Testimony On The Fiscal Year 2018 Budget Request, SEC Chairman Jay Clayton, Washington D.C., June 27, 2017

Date 27/06/2017

Chairwoman Capito, Ranking Member Coons, and Members of the Committee:

Thank you for inviting me to testify today, my first appearance before this subcommittee, in support of the President’s fiscal year 2018 budget request for the Securities and Exchange Commission (SEC).  Before I begin, I would like to congratulate you, Madam Chairwoman, on your new role as head of this subcommittee.  I would also like to express my appreciation to the members of this subcommittee for your support of the SEC’s important mission in previous budget cycles.  Your support has been crucial to the agency’s success, and I look forward to working with each of you on the agency’s FY 2018 request.