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Remarks By US Treasury Secretary Steven T. Mnuchin On Actions Against The Government Of North Korea
Date 29/06/2017
Today the Trump Administration is continuing its efforts against the Government of North Korea. Despite multiple UN Security Council resolutions imposing international sanctions, the Government of North Korea continues its nuclear and ballistic missile programs.
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Former Mayor Of New York, Rudolph (Rudy) Giuliani Opened Trade On TASE For The First Time
Date 29/06/2017
​Former mayor of New York, Rudolph (Rudy) Giuliani is currently Chair of Greenberg Traurig's Cyber Security, Privacy and Crisis Management Practice. Greenberg Traurig is the only major international law firm with an office in Israel, headed by Adv. Gary Epstein, Managing Shareholder of the Tel Aviv office.
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Bats Welcomes WisdomTree U.S. Multifactor Fund To Bats ETF Marketplace - 35 Issuers, 181 Funds Now Listed On Bats In The U.S.
Date 29/06/2017
Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded products (ETP) trading globally, Thursday will welcome the WisdomTree U.S. Multifactor Fund to the Bats ETF Marketplace.
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Federal Reserve Board Releases Annual Determination Of Aggregate Consolidated Liabilities Of Financial Companies
Date 29/06/2017
The Federal Reserve Board on Thursday released its annual determination of the aggregate consolidated liabilities of financial companies as required by section 622 of the Dodd-Frank Act. The act prohibits a financial company from combining with another company if the resulting company's liabilities would exceed 10 percent of the aggregate consolidated liabilities of all financial companies.
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CBOE, WisdomTree Win 2017 Sharpe Product Award For Index/ETF Based On CBOE S&P 500 PutWrite Strategy - Industry Award Presented At William F. Sharpe Indexing Achievement Awards
Date 29/06/2017
CBOE Holdings, Inc. (BATS: CBOE | NASDAQ: CBOE) today announced CBOE and WisdomTree Investments, Inc. (NASDAQ: WETF), received the Index/ETF Product of the Year Award for the CBOE S&P
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Office Of The Comptroller Of The Currency Appoints Three New Members To Minority Depository Institutions Advisory Committee
Date 29/06/2017
The Office of the Comptroller of the Currency (OCC) today named three new members to its Minority Depository Institutions Advisory Committee (MDIAC).
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London Stock Exchange Group Plc Transaction In Own Shares
Date 29/06/2017
London Stock Exchange Group plc (the "Company") announces that it has purchased through Barclays Capital Securities Limited, in accordance with the authority granted by shareholders at the Company's Annual General Meeting on 26 April 2017, the following number of its ordinary shares of 6 79/86 pence each ("Shares") on the London Stock Exchange as part of the buyback programme announced on 29 March 2017:
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MIAX Regulatory: Rule Change Approval Notice - FINRA Arbitration Rules 12402, 12403 And 13403
Date 29/06/2017
FINRA received approval to amend FINRA Rules 12402 and 12403 of the Code of Arbitration Procedure for Customer Disputes and FINRA Rule 13403 of the Code of Arbitration Procedure for Industry Disputes to provide that the Director of FINRA’s Office of Dispute Resolution will send the list or lists generated by the Neutral List Selection System to all parties at the same time, within approximately 30 days after the last answer is due, regardless of the parties’ agreement to extend any answer due date.
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FSB Reports On Reforms To OTC Derivatives Markets
Date 29/06/2017
The Financial Stability Board (FSB) today published three reports setting out progress on reforms to over-the-counter (OTC) derivatives markets.
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CFTC Enters Into Non-Prosecution Agreements With Former Citigroup Global Markets Inc. Traders Jeremy Lao, Daniel Liao, And Shlomo Salant - Non-Prosecution Agreements Are A Powerful Tool In The Division’s Cooperation Program
Date 29/06/2017
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it entered into non-prosecution agreements with Jeremy Lao (Lao) of New York, New York, Daniel Liao (Liao) of Minato-Ku, Japan, and Shlomo Salant (Salant) of New York, New York. In their non-prosecution agreements, Lao, Liao, and Salant each admits that he engaged in the unlawful disruptive trade practice of “spoofing” (bidding or offering with the intent to cancel the bid or offer before execution) in U.S. Treasury futures markets while trading for Citigroup Global Markets Inc. (Citigroup) in 2011 and 2012. The non-prosecution agreements emphasize Lao’s, Liao’s, and Salant’s timely and substantial cooperation, immediate willingness to accept responsibility for their misconduct, material assistance provided to the CFTC’s investigation of Citigroup, and the absence of a history of prior misconduct.
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