News Centre

Taiwan Futures Exchange June 2019 Newsletter

Date 05/06/2019

Click here to download TAIFEX's June 2019 newsletter.

ASX Monthly Activity Report - May 2019

Date 05/06/2019

Trading – Cash Markets (including equities, interest rate and warrant trades) 

• In May 2019, the average daily number of trades was 35% higher than the pcp. The average daily value traded onmarket of $4.9 billion was up 10% on the pcp. 
• Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.5% in May up on the previous month 0.4%. 
• Expected future volatility (as measured by the S&P/ASX 200 VIX) in May was an average of 13.6 (compared to 11.4 in April).

IIROC Announces Three-Year Strategic Plan And FY 2020 Priorities - Preserving Investor Protection While Supporting Investment Industry Transformation

Date 04/06/2019

The Investment Industry Regulatory Organization of Canada (IIROC) today announced its new three-year Strategic Plan, covering the period April 1, 2019 to March 31, 2022. At the same time, IIROC published its FY 2020 Priorities, outlining where the public interest regulator will take action to better protect investors and promote healthy capital markets in Canada in the first year of its new plan.

Ontario Securities Commission Seeks Applications For Investment Funds Technical Advisory Committee

Date 04/06/2019

The Ontario Securities Commission (OSC) is seeking applications for membership on its Investment Funds Technical Advisory Committee (IFTAC).

CFTC Commissioner Behnam To Participate In A Fireside Chat At The U.S. Chamber Of Commerce

Date 04/06/2019

Marshall Gandy Named Co-Head Of SEC’s Investment Adviser/Investment Company Examination Program

Date 04/06/2019

The Securities and Exchange Commission today announced that Marshall Gandy has been named Co-National Associate Director of the Investment Adviser/Investment Company examination program in the Office of Compliance Inspections and Examinations (OCIE). 

CFTC Financial Data For Futures Commission Merchants Update

Date 04/06/2019

Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

BOX Exchange: Market Simulation For New Disaster Recovery Site

Date 04/06/2019

On July 29th, 2019 BOX Exchange LLC (“BOX” or the “Exchange”) will be moving its Disaster Recovery site from Toronto to Chicago (Equinix CH1). 

ESMA Chair Steven Maijoor Addresses FESE 2019 Convention Opening Dinner

Date 04/06/2019

Steven Maijoor, Chair of the European Securities and Markets Authority, has addressed the opening of FESE's 2019 Convention this evening in Dublin.

19th Amendment Lessons For 2019’s Advocates: Remarks To The National Association Of Women Business Owners, Martha Miller SEC Advocate For Small Business Capital Formation

Date 04/06/2019

Good morning, women advocates! It is a pleasure to join you on your Advocacy Day in Washington, DC. Knowing that time is the greatest resource a business owner has, I thank you for committing your time today to championing the needs of the over 10 million women-owned businesses in the U.S. that you represent.  I look forward to hearing from you on how the U.S. Securities and Exchange Commission can work to address issues that you face in accessing capital. I should note that the views I express today represent my own and not necessarily those of the Commission or staff, a standard disclaimer you may hear from many you meet with in DC.