News Centre

Dalian Commodity Exchange Restricts Position-Opening Of One Client

Date 04/06/2019

Recently, Client Liu reached the regulatory standard of the exchange for the 3rd time in the self-transaction of the Iron Ore 1909 Contract. Dalian Commodity Exchange decided to restrict the position-opening of the client in the above contract for 1 month

IMF Executive Board Reviews Implementation Of IMF Commitments In Support Of The 2030 Agenda For Sustainable Development

Date 03/06/2019

On May 3, 2019, the Executive Board discussed a staff paper examining the experience with implementation of the IMF’s commitments to support the 2030 Development Agenda.

SEC Announces Enforcement And Investor Education Initiatives To Protect Teachers And Military Service Members

Date 03/06/2019

The Securities and Exchange Commission today announced two new initiatives that will build on its ongoing efforts to protect retail investors. The Teachers’ Initiative and the Military Service Members’ Initiative will build on the Commission’s past efforts and focus additional enforcement and investor education resources on behalf of teachers, veterans, and active duty military personnel stationed domestically and abroad.

OCC May Volume Up 13.1 Percent

Date 03/06/2019

• Index options up 33.2 percent
• Futures options up 20.1 percent

SEC Seeks Emergency Relief To Halt Ponzi Scheme Run From College Fraternity House

Date 03/06/2019

The Securities and Exchange Commission today announced an emergency action charging a recent college graduate with orchestrating a Ponzi scheme that targeted college students and young investors. The SEC is seeking an asset freeze and other emergency relief.

CFTC Commissioner Quintenz To Participate In A Fireside Chat At SIFMA-BPI Prudential Regulation Conference

Date 03/06/2019

Intercontinental Exchange Appoints John Tuttle Vice Chairman And Chief Commercial Officer Of NYSE Group And Michael Blaugrund Chief Operating Officer Of NYSE Group

Date 03/06/2019

Intercontinental Exchange, Inc. (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, announced today that John Tuttle has been appointed Vice Chairman and Chief Commercial Officer of NYSE Group. In this expanded new role, Tuttle will lead commercial outreach and business development of NYSE Group, spearhead its efforts to win the largest IPOs, grow the exchange’s community of 2,300 listed companies, and oversee creation of new offerings for industries such as biotechnology and other growing sectors of the economy.

The Nexus Of Equity Market Structure And Investor Relations: Remarks At The 2019 Annual Conference Of The National Investor Relations Institute - Brett Redfearn, SEC Director, Division Of Trading And Markets[1] - Phoenix, Arizona

Date 03/06/2019

Good morning. And thank you Mike for the kind introduction.

ESMA Updates MiFID Q&AS On Transparency Issues

Date 03/06/2019

The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers (Q&As) regarding transparency issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

SEC: Ahmed Abonamah Named Deputy Director Of The Office Of Municipal Securities

Date 03/06/2019

The Securities and Exchange Commission today announced that Ahmed Abonamah has been named Deputy Director of the agency’s Office of Municipal Securities (OMS).