News Centre

MIAX Options: Updates To Interface Specifications

Date 16/11/2018

MIAX Options Interface Specifications have been updated to support:

• Functionality applicable to the trading of proprietary products such as SPIKES™
  • Support for Settlement Auction Only orders (SAO).
  • Support for the Liquidity Exposure Process (LEP).
• Functionality applicable to the trading of all products:
  • Support for the Complex Liquidity Exposure Process (cLEP).
  • Support for sending the stock clearing account in the stock leg of a Complex stock-tied order.

CFTC Commitments Of Traders Reports Update

Date 16/11/2018

The current reports for the week of November 16, 2018 are now available.

See previous weeks in Historical Commitments of Traders Reports.

Federal Reserve Board Approves Fee Schedule For Federal Reserve Bank Priced Services

Date 16/11/2018

The Federal Reserve Board on Friday announced the approval of fee schedules, effective January 2, 2019, for payment services the Federal Reserve Banks provide to depository institutions (priced services).

Statement On Digital Asset Securities Issuance And Trading - Division Of Corporation Finance, Division Of Investment Management, And Division Of Trading And Markets

Date 16/11/2018

In recent years, we have seen significant advances in technologies – including blockchain and other distributed ledger technologies – that impact our securities markets. This statement[1] highlights several recent Commission enforcement actions involving the intersection of long-standing applications of our federal securities laws and new technologies.

The MiG Report - TSX, TSX Venture Exchange

Date 16/11/2018

SIFMA Comments On Uniform Mortgage-Backed Security Proposed Rule -

Date 16/11/2018

In a comment letter filed today with the Federal Housing Finance Agency on potential rulemaking on the implementation of the Uniform Mortgage-Backed Security (UMBS), SIFMA offers suggestions to strengthen three aspects of the proposed rulemaking for the benefit of investors and mortgage borrowers.

Beginning Stress Testing’s New Chapter, Federal Reserve Vice Chairman For Supervision Randal K. Quarles, At "An International Perspective On The Future Of Bank Stress Testing" Symposium Sponsored By Harvard Law School Program On International Financial Systems, Cambridge, Massachusetts

Date 16/11/2018

Professor Scott, and our hosts from Harvard and the Program on International Financial Systems, thank you for the chance to participate in today's meeting. Looking around the room, I see a mix of past and current colleagues, from academics, to supervisors and central bankers, to researchers and practitioners in industry. All of you have seen, felt, and lived different aspects of the transition to the post-crisis regulatory framework, and I am grateful to hear your perspectives on such a critical aspect of it.

EBA Publishes Final Draft Technical Standards On The Specification Of An Economic Downturn

Date 16/11/2018

The European Banking Authority (EBA) published today its final draft Regulatory Technical Standards (RTS) specifying the nature, severity and duration of an economic downturn. These RTS complete the EBA's regulatory review of the internal ratings-based (IRB) Approach, with the objective of restoring market participants' trust in internal models by reducing the unjustified variability in resulting risk weighted exposure amounts. The EBA is currently finalising the related Guidelines on the estimation of loss given default (LGD) appropriate for conditions of an economic downturn.

Nigerian Stock Exchange Market Report For November 16th 2018

Date 16/11/2018

A  total turnover of 1.285 billion shares worth N11.539 billion in 13,245 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.079 billion shares valued at N18.196 billion that exchanged hands last week in 14,372 deals. 

CFTC And State Of Utah Charge Salt Lake City Precious Metals Dealer And His Company With Engaging In $170 Million Precious Metals Ponzi Scheme

Date 16/11/2018

The Commodity Futures Trading Commission (CFTC) and the Utah Department of Commerce, Division of Securities, through its Attorney General, jointly filed a civil enforcement action in the U.S. District Court for the District of Utah, Central Division, against Defendants Gaylen Dean Rust (Rust) and Rust Rare Coin, Inc. (RRC) of Layton, Utah and Salt Lake City, Utah, respectively.  The Complaint charges Rust and his company RRC  with defrauding at least 200 individuals — from Utah and at least 16 other states — and fraudulently obtaining more than  $170 million from investors since May 2013 in a precious metals Ponzi scheme.