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  • NZX: Anna Scott Resigns From Smart

    Date 02/07/2025

    NZX advises that Smart Chief Executive Anna Scott has resigned following her appointment to lead the New Zealand office of a global financial services group from 1 October 2025.

  • Crypto Asset Exchange-Traded Products, SEC Division Of Corporation Finance

    Date 01/07/2025

    As part of an effort to provide greater clarity on the application of the federal securities laws to crypto assets, the Division of Corporation Finance is providing its views on the application of certain disclosure requirements under the federal securities laws to offerings and registrations of securities by issuers of crypto asset exchange-traded products (“crypto asset ETPs”). Crypto asset ETPs are investment products that are listed and traded on national securities exchanges. They are typically structured as trusts that hold assets which consist of spot crypto assets or derivative instruments that reference crypto assets. These trusts are issuers of securities who must register their offerings and classes of securities under the Securities Act of 1933 (“Securities Act”) and Securities Exchange Act of 1934 (“Exchange Act”), respectively. Issuers of crypto asset ETPs are also subject to the anti-fraud provisions of the federal securities laws. However, the crypto asset ETPs addressed in this statement are not registered as investment companies under the Investment Company Act of 1940.

  • Nasdaq Announces The Board Of Directors Of Its U.S. Exchanges

    Date 01/07/2025

    Nasdaq, Inc. (Nasdaq: NDAQ) today announced the election of all nominated directors to the boards of the U.S. exchanges operated by the company, which include The Nasdaq Stock Market LLCNasdaq PHLX LLCNasdaq BX, Inc.Nasdaq ISE, LLCNasdaq MRX, LLC, and Nasdaq GEMX, LLC:

    • Kathlyn Card Beckles, Chief Legal Officer, Verisk Analytics, Inc.
    • Michael J. Curran, Retired Chairman and CEO, Boston Stock Exchange
    • Anne Marie Darling, Group Co-Chief Operating Officer and Barclays Execution Services Co-Chief Executive Officer, Barclays
    • Kevin Kennedy, EVP, North American Markets, Nasdaq
    • Thomas A. Kloet, Retired CEO and Executive Director, TMX Group Limited
    • Anita LynchFormer Chief Data Officer, New Relic, Inc.
    • David Rosato, Chief Financial Officer & Treasurer, Eastern Bancshares
    • Andrew J. Schultz, Head of Strategic Options Business, The Susquehanna International Group of Companies
    • Elizabeth Wideman, SVP and Senior Deputy General Counsel, Comcast Corporation
    • Thomas A. WittmanRetired EVP and Head of Global Trading and Market Services, Nasdaq

  • Acting Comptroller Of The US Currency Discusses Importance Of Homeownership

    Date 01/07/2025

    Acting Comptroller of the Currency Rodney E. Hood discussed homeownership as a pathway to financial inclusion and generational wealth in remarks at the Detroit REACh Homebuyers Fair, held in recognition of National Homeownership Month on June 28.

  • MIAX Exchange Group - Options Markets - Fee Change To Extend Historical Open-Close Report Data Discount

    Date 01/07/2025

    On June 30, 2025, MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange, and MIAX Sapphire Options Exchange filed with the SEC to extend the following discount for historical data requests to current monthly subscribers of the Open-Close Report:

    1. From July 1, 2025 through December 31, 2025, any single purchase of $20,000 or more of historical End-of-Day Open-Close Report data and/or historical Intra-Day Open-Close Report data by an existing subscriber to the End-of-Day or Intra-Day Open-Close Report, will receive a 20% discount when the subscriber purchases the same category of historical data for which they have a monthly subscription. 
      1. For MIAX Sapphire Options Exchange only, the 20% discount will apply to any single purchase of historical End-of-Day Open-Close Report data and/or historical Intra-Day Open-Close Report data by an existing subscriber to the End-of-Day or Intra-Day Open-Close Report, when the subscriber purchases the same category of historical data for which they have a monthly subscription