FTSE Mondo Visione Exchanges Index:
News Centre
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FINRA Fines First Trust Portfolios $10 Million For Violations Relating To Gifts And Entertainment - Firm Provided Excessive Gifts And Entertainment And Misled Client Firms Concerning Such Non-Cash Compensation
Date 03/11/2025
FINRA has fined First Trust Portfolios L.P. $10 million for providing excessive non-cash compensation (e.g., gifts, meals, and entertainment) in connection with the distribution of First Trust investment company securities and related misconduct.
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Alberta Securities Commission: Joint Serious Offences Team Criminally Charges Alexander (Alex) Francis Ongoma
Date 03/11/2025
The Alberta Securities Commission (ASC) and the RCMP Federal Policing Northwest Region’s Integrated Market Enforcement Team (IMET) announce that Alexander (Alex) Francis Ongoma of Calgary, Alberta, has been charged with six offences under the Criminal Code following an investigation by the Joint Serious Offences Team (JSOT).
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Statistics From Nasdaq Nordic Exchange October 2025
Date 03/11/2025
Monthly statistics including stock and derivative statistics
- Volumes and Market cap
- Most traded companies
- Most active members
- Listings and member
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The EBA Consults On Guidelines On Authorisation Of Third Country Branches Under The Capital Requirements Directive
Date 03/11/2025
The European Banking Authority (EBA) today launched a public consultation on Guidelines on authorisation of third-country branches (TCBs) under the Capital Requirements Directive (CRD). The Guidelines are another piece of regulation implementing the new EU framework applicable to TCBs, contributing to the harmonised access to the EU market and to the consistent application of such a new regime. The consultation runs until 3 February 2026.
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ISDA Extends Saudi Arabia Netting Opinions
Date 03/11/2025
ISDA has extended its netting opinions for Saudi Arabia to cover regulations published by the Capital Market Authority (CMA) earlier this year that recognize the enforceability of close-out netting.
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Borsa İstanbul’s Opening Bell Rang For Ecogreen Enerji
Date 03/11/2025
In his address at the Opening Bell Ceremony, Korkmaz Ergun, the CEO of Borsa İstanbul A.Ş., stated the following:
“Distinguished Guests,
Today, I welcome you all to the Opening Bell Ceremony hosted by our Exchange as we celebrate the listing of Ecogreen Enerji at Borsa İstanbul."
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The Market Share Of EU Subsidiaries Of Third Country Banking Groups Remains Stable At 9.8% Of Total Assets
Date 03/11/2025
The European Banking Authority (EBA) today published two Reports on the market share of subsidiaries of non-EU banks in the EU, as well as on EU banks’ assets and liabilities in foreign currencies. The market share of EU subsidiaries of third country banking groups amounts to 9.8% of total assets as of December 2023 (down from 10.17% a year earlier). The Report indicates that EU/EEA banks currently hold nearly 32% of their exposures in foreign currencies and receive 21.1% of their total funding in foreign currencies. This marks an upward trend since December 2023.
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Tel Aviv Stock Exchange Enables Block Trades At The Closing Price - In Alignment With International Standards: TASE Enables Block Trades At The Closing Price To Enhance On-Exchange Trading Activity
Date 03/11/2025
TASE continues its strategic efforts to increase the volume of on-exchange trading and divert current OTC activity to the exchange by enabling the execution of block trades at the closing price.
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Deutsche Börse Cash Market Trading Volumes In October 2025
Date 03/11/2025
Deutsche Börse’s cash markets generated a turnover of €146.23 billion in October (previous year: €108.00 billion / previous month: €138.08 billion)
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Retail Strength Balances Softer Discretionary Sales, According To October Fiserv Small Business Index
Date 03/11/2025
- Fiserv Small Business Index remains at 148
- Year-over-year sales grew +1.5%
