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FSA Should Adopt Or Adapt SII’s Code Of Conduct If It Believes Ethical Behaviour Is Important, Says Securities & Investment Institute Chief Executive

Date 20/11/2007

The UK Financial Services Authority (FSA) should publicly adopt the Securities & Investment Institute (SII) Code of Conduct, says Simon Culhane, Chief Executive of SII.
CESR Publishes The List Of Questions That Has Been Submitted To The Credit Rating Agencies, In Preparation For The 2007 Report To The European Commission

Date 20/11/2007

As a follow up of the meetings held with rating agencies at the beginning of October and in order to obtain the necessary data to fulfil the European Commission’s new request to review the role of CRAs with regards to structured finance, on 14 November CESR sent a letter asking for additional information to the 4 CRAs which have agreed to be part of CESR’s voluntary framework.
SEC: Brian Breheny Named Deputy Director In Division Of Corporation Finance

Date 20/11/2007

The Securities and Exchange Commission announced today that Brian V. Breheny has been named Deputy Director for Legal and Regulatory Policy in the agency's Division of Corporation Finance.
SEC: Wayne Carnall Named Chief Accountant In Division Of Corporation Finance

Date 20/11/2007

The Securities and Exchange Commission announced today that Wayne Carnall has been named Chief Accountant of the agency's Division of Corporation Finance. Mr. Carnall will be the principal advisor to John White, Director of the Division, on accounting and auditing matters.
BME: Over 70 Latin American Companies Will Be Represented At The 9th Latibex Forum - David Vegara, Secretary Of State For The Economy, To Open The Forum, At Which The Chairpersons Of The Main Spanish Companies With Investments In The Region Will Be Prese

Date 20/11/2007

David Vegara, Secretary of State for the Economy, will open tomorrow the 9th Latibex Forum, hosted by BME, which will take in Madrid over the next three days. More than 70 Latin American companies and around 500 major figures from the national and international financial community will attend the event.

Focus On Consolidation Of Stock Exchanges At FT/DIFC World Financial Centres Summit

Date 20/11/2007

One of the key themes under discussion at today’s FT/DIFC World Financial Centres Summit was the drive towards the consolidation of global stock exchanges. This was addressed in a question and answer session by Per E. Larsson, Chief Executive Officer of Borse Dubai.
Wiener Börse Takes Advantage Of Networking Opportunities At The 10th CEI Economic Summit Forum In Sofia

Date 20/11/2007

“Wiener Börse contributes substantially to the activation of the markets in Central, Eastern and Southeast Europe. We have entered into many cooperation agreements with regional exchanges in which we provide our expert knowledge for the design, further development and marketing of financial marketplaces,” said Heinrich Schaller, member of the management board of Wiener Börse AG at the 10th CEI (Central European Initiative) Summit Economic Forum on 20th and 21st November 2007 in Sofia. The CE
CESR Publishes Comments Received To Its MiFID Work Programme For 2007-2008

Date 20/11/2007

To view the responses received to this consultation, please click here.
Straumur Extends Its Membership On The Nordic Exchange

Date 20/11/2007

As of today, November 20, Straumur-Burðarás Investment Bank hf will be a member of the OMX Nordic Exchange in Copenhagen, Stockholm and Helsinki. Straumur is currently a member of the OMX Nordic Exchange Iceland. Straumur is the fourth Icelandic member to extend membership on the OMX Nordic Exchange this year.
Tokyo Stock Exchange Monthly Short Selling Value

Date 20/11/2007

Click here to download Tokyo Stock Exchange's short selling value for October 2007.