News Centre

US Federal Bank Regulatory Agencies Issue Joint Statement On Handling Of Highly Sensitive Information During Bank Examinations

Date 16/07/2026

The federal bank regulatory agencies today issued a joint statement describing enhanced security procedures for review of highly sensitive information in connection with examinations of supervised banks, such as reviewing materials on-site rather than transferring them onto agency systems.

Moscow Exchange: Concentration Limits Per Issuer On Securities Market

Date 16/07/2026

CCP NCC sets the following new concentration limit per issuer on Securities market from July 17-th, 2026:

Remarks Before The American-Hellenic Chamber Of Commerce, SEC Commissioner Mark T. Uyeda, Athens, Greece, July 13, 2026

Date 16/07/2026

Good evening. [U.S.] Ambassador [Kimberly Ann] Guilfoyle, Chair [Vassiliki] Lazarakou [of the Hellenic Capital Market Commission], President [John] Saracakis [of the American-Hellenic Chamber of Commerce], distinguished guests, and friends—thank you for the warm welcome and thank you to the American‑Hellenic Chamber of Commerce for organizing today’s conference and this event. I would like to express my gratitude to Ambassador Guilfoyle, whose energy and commitment to strengthening the U.S.–Greece relationship have already made a meaningful impact.

New York State Department Of Financial Services Secures $50 Million Penalty From Swedbank For Withholding Information From Investigators - Settlement Follows Department’s Investigation Into Bank’s Relationships Related To The Panama Papers Leak

Date 16/07/2026

New York State Department of Financial Services (DFS) Acting Superintendent Kaitlin Asrow announced today that Swedbank AB and its New York branch (together, Swedbank or the Bank) have agreed to pay a $50 million penalty as part of a Consent Order to resolve the Department’s investigation into Swedbank’s compliance with New York Banking Law and its failure to cooperate fully with requests for information.

Canadian Securities Administrators Seeks Comment On Modernizing The Regulation Of Public Companies

Date 16/07/2026

The Canadian Securities Administrators (CSA) today published a consultation paper (the Consultation Paper) seeking stakeholder input on potential ways to modernize securities legislation for public companies.

Office Of The Comptroller Of The US Currency Announces Enforcement Actions For July 2026

Date 16/07/2026

The Office of the Comptroller of the Currency (OCC) today released enforcement actions for July 2026.

UK Government Guidance - Royal Mint Trading Fund: Framework Document

Date 16/07/2026

This document sets out the accountabilities and relationships between the Royal Mint Trading Fund, the Shareholder (HM Treasury) and the Shareholder Representative (UK Government Investments).

BC Securities Commission Imposes Temporary Restrictions On Two Companies And Two Individuals

Date 16/07/2026

The Executive Director of the BC Securities Commission (BCSC) has imposed a temporary order against two B.C. companies and two individuals connected to the companies.  

Statement On Proposed Regulation E-Delivery, SEC Commissioner Mark T. Uyeda

Date 16/07/2026

The Commission spends considerable time thinking about the “what” of disclosure by focusing on the substance of required disclosures. These disclosures, whether in the form of a prospectus, an account statement, a description of services provided, or an annual report—to name just a few—form the bedrock of investor protection. Our system relies principally on individuals to look after their own interests by acting, or refraining from acting, based on that information. The logical next question then is “how” that information is delivered to investors. 

SIFMA Statement On SEC Proposed Rule On E-delivery

Date 16/07/2026

SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr. on a proposed rule from the Security and Exchange Commission (SEC) related to electronic delivery of certain required financial disclosures:

“SIFMA welcomes the SEC’s proposal to modernize the electronic delivery framework for investor communications. The proposal is an important step toward updating regulatory requirements to reflect how investors access information today while giving investors the power to choose paper delivery if preferred. For years, SIFMA has advocated for a modernized approach that makes electronic delivery the default, reducing unnecessary costs and paper while improving the timeliness and accessibility of important disclosures."