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  • ASIC Cracks Down On Unlawful Finfluencers In Global Push Against Misconduct

    Date 12/06/2025

    ASIC has issued warning notices to 18 social media ‘finfluencers’ suspected of unlawfully promoting high-risk financial products and providing unlicensed financial advice to Australians as part of a Global Week of Action Against Unlawful Finfluencers by nine international market regulators.

  • Strengthening Our Fundamentals And Building Momentum To Deliver ASX’s Five Year Strategy

    Date 12/06/2025

    Today’s Investor Forum will demonstrate ASX’s solid momentum in progressing our FY28 New Era strategy.

  • ASIC Symposium Panel: Private Markets, Where To Now?

    Date 12/06/2025

    ASIC’s Symposium on Australia’s public and private markets was held at the University of Technology Sydney Broadway campus on 10 June. The following facilitated Private markets, where to now? panel followed Joe Longo’s remarks and the State of Our Markets panel.

  • Statement Of CFTC Commissioner Kristin N. Johnson On The Extension Of Compliance Date For Form PF

    Date 11/06/2025

    Today, the Commodity Futures Trading Commission (CFTC) and the Securities Exchange Commission voted to extend the effective compliance date for relevant registrants to comply with the revised Form PF. The Joint Final Rule by the Commissions was adopted over a year ago on February 8, 2024. As Securities Exchange Commissioner Caroline Crenshaw noted in her statement during the SEC’s public meeting today, registrants have had a significant window of time to prepare for tomorrow’s compliance deadline. The issues raised indicate potential technology-based concerns as well as challenges with validation, testing, and ensuring effective capabilities for timely and accurate reporting of requested information. These issues should have been fully addressed prior to today. In the least, the issues should have been presented to the Commissions before the eleventh hour to enable proper investigation and resolution.

  • CFTC, SEC Further Extend Form PF Amendments Compliance Date

    Date 11/06/2025

    The Commodity Futures Trading Commission, together with the Securities and Exchange Commission, extended the compliance date for the amendments to Form PF that were adopted February 8, 2024. The compliance date for these amendments, which was June 12, 2025, has been extended to October 1, 2025. The release provides that Form PF filers should continue to file the current version of Form PF until the date the release is published in the Federal Register.

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