News Centre

FTSE Mondo Visione Exchanges Index Outperforms MSCI World Index In July

Date 05/08/2016

July saw positive performance across the majority of FTSE Mondo Visione Exchange constituents as markets rebounded after the Brexit turmoil. 

United Kingdom Parliament Treasury Committee Update: Crowdfunding Regulation

Date 05/08/2016

NZX Wealth Technologies Signs New Wealth Platform Client

Date 04/08/2016

NZX is pleased to announce it has signed an agreement with Craigs Investment Partners (Craigs) to provide the NZX Wealth Technologies (NZXWT) platform for Craigs’ KiwiSaver, Superannuation and Self-Select products. The NZXWT platform technologies will be operated by the Craigs Client Services team and integrated into Craigs’ CRM and trading systems.

Nasdaq sponsoring FIA’s Innovators Pavilion - Innovators Pavilion Will Showcase New Technology - Fintech Startups Encouraged To Apply

Date 04/08/2016

FIA announced that the second annual Innovators Pavilion will be sponsored by Nasdaq, with additional support from FinTEx Chicago, FinTech Sandbox and Hyde Park Angels.

Federal Court Orders Georgia Resident Hendrik A. Van Beuningen And His Company, Debrink Trading Fund I, LLC, To Pay $910,000 In Sanctions To Settle CFTC Charges Of Fraud, Misappropriation, And Registration Violations In Connection With Their Commodity Pool - Defendants Fraudulently Solicited At Least $505,000 From Pool Participants And Fabricated Account Statements To Conceal Their Fraud

Date 04/08/2016

The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Consent Order imposing a permanent injunction against Defendants Hendrik A. Van Beuningen and his company, DeBrink Trading Fund I, LLC, and requiring them to pay a $430,000 civil monetary penalty and restitution of $480,000 to defrauded pool participants.

Nasdaq July 2016 Volumes

Date 04/08/2016

Nasdaq (Nasdaq:NDAQ) today reported monthly volumes for July 2016, on its investor relations website. 

ISDA And IHS Markit Launch ISDA Amend 2.0

Date 04/08/2016

The International Swaps and Derivatives Association, Inc. (ISDA) and IHS Markit today announced the launch of ISDA Amend 2.0.

FINRA Warns Investors About Boiler Room Scams - If You Get A Call Like This, Don’t Bite—And Don’t Buy

Date 04/08/2016

Boiler room-style calls touting the next hot stock are alive and well, and they’re costing investors dearly, according to an Investor Alert issued today by the Financial Industry Regulatory Authority (FINRA).

SEC Charges Cardiologist With Insider Trading On Confidential Drug Trial Developments

Date 04/08/2016

The Securities and Exchange Commission today charged a cardiologist with insider trading on confidential developments as he worked on a clinical drug trial.   

Bats Reports Second Quarter Total Revenue Growth Of 11% - Non-Transaction Revenue Drives Growth

Date 04/08/2016

Bats Global Markets, Inc. (Bats: BATS), a leading global exchange operator and provider of market data and other financial markets services, today reported net income of $18 million and adjusted earnings† of $34 million for the second quarter ended June 30, 2016. While net income decreased from $20 million from a year ago due primarily to a pretax $18 million debt refinancing charge in the latest period, adjusted earnings rose 38% from a year ago, partly driven by continued growth in non-transaction revenue.