News Centre

NYSE, NYSE Arca And NYSE MKT Short Interest Reports

Date 10/02/2016

NYSE today reported short interest as of the close of business on the settlement date of January 29, 2016.

BISX Speaks To Sunland Baptist Academy

Date 10/02/2016

The Bahamas International Securities Exchange (BISX) spent the Morning of Friday 29th January 2016 with the Grade 11 & 12 classes of the Sunland Baptist Academy. Speaking to the students was BISX Chief Executive Officer, Keith Davies, Chief Operating Officer, Holland Grant and Intern, Alika Hepburn. This session with a small grouping allowed students to ask questions directly to senior Exchange Officials.

CFTC’s Technology Advisory Committee Meeting Rescheduled For February 23, 2016

Date 09/02/2016

The U.S. Commodity Futures Trading Commission (CFTC) announced that it has rescheduled the Technology Advisory Committee (TAC) public meeting to Tuesday, February 23, 2016, from 9:45 a.m. to 3:45 p.m., at CFTC’s Washington, DC headquarters. This meeting was previously scheduled for January 26, but was cancelled because Federal Government offices in the Washington Metropolitan Area were closed due to inclement weather.

MIAX Options - Modification To Retransmission Services Timeout Windows

Date 09/02/2016

MIAX Options Exchange will be modifying the Retransmission Services Timeout Windows to minimize user contention for all MIAX Retransmission Services.  This change should be seamless to users.  

SIFMA Commends New Cybersecurity Action Plan From The Obama Administration

Date 09/02/2016

SIFMA today released the following statement from Kenneth E. Bentsen, Jr., president and CEO, after the Obama Administration announced a new Cybersecurity National Action Plan (CNAP) that aims to enhance cybersecurity practices across the federal government:  

SEC Names C. Dabney O’Riordan And Alka Patel As Associate Regional Directors In Los Angeles Office

Date 09/02/2016

The Securities and Exchange Commission today announced that C. Dabney O’Riordan and Alka Patel have been named Associate Directors for Enforcement in the agency’s Los Angeles Regional Office.

Office Of The Comptroller Of The Currency Terminates Mortgage Servicing-Related Consent Orders Against U.S. Bank And Santander, Issues Civil Money Penalties

Date 09/02/2016

The Office of the Comptroller of the Currency (OCC) today terminated mortgage servicing-related consent orders against U.S. Bank National Association (U.S. Bank) and Santander Bank, N.A. (Santander), and assessed civil money penalties against the banks for previous violations of the orders.

Nasdaq President & COO Adena Friedman To Present At 2016 Credit Suisse Financial Services Forum

Date 09/02/2016

Who:  Nasdaq President & COO Adena Friedman    

What:  2016 Credit Suisse Financial Services Forum    

When:  Wednesday, February 10, 2016   8:45 AM EST  

CFTC: FY 2017 President’s Budget

Date 09/02/2016

FY 2017 President’s Budget, February 2016 (PDF)
The annual budget prepared for the Congressional Committees on Appropriations requests the resources estimated to ensure sufficient regulation and protection of the futures, options, and swaps markets for the current fiscal year.

SEC: Monsanto Paying $80 Million Penalty For Accounting Violations

Date 09/02/2016

The Securities and Exchange Commission today announced that St. Louis-based agribusiness Monsanto Company agreed to pay an $80 million penalty and retain an independent compliance consultant to settle charges that it violated accounting rules and misstated company earnings as it pertained to its flagship product Roundup.  Three accounting and sales executives also agreed to pay penalties to settle charges against them.