News Centre

FINRA Files Complaint Charging Broker With Fraudulently And Excessively Trading Accounts Of Elderly, Blind Widow

Date 01/08/2016

The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a complaint against broker Hank Mark Werner of Northport, New York, charging him with securities fraud for churning the account of his customer, a 77-year old blind widow, and for excessive and unsuitable trading concerning her account. The complaint alleges that Werner engaged in a deceptive and fraudulent scheme by churning the widow’s accounts over a three-year period to maximize his compensation by charging more than $243,000 in commissions, while causing the customer approximately $184,000 in net losses.

Industry Veteran Lisa Pollina Joins DTCC Board Of Directors

Date 01/08/2016

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that Lisa A. Pollina, former Vice Chairman for RBC Capital Markets, a division of the Royal Bank of Canada, has been added to its Board of Directors. Ms. Pollina has joined the Board’s Audit Committee, Finance/Capital Committee & Risk Committee.

Eurex Trading Statistics July 2016

Date 01/08/2016

In July 2016, the international derivatives market Eurex, part of Deutsche Börse Group, recorded an average daily volume of 5.5 million contracts (July 2015: 5.9 million). In total, 114.8 million contracts were traded at Eurex in July.
The volume traded on the spot and derivatives power markets of the European Energy Exchange (EEX) amounted to 290.2 terawatt hours (TWh).

Turnover At Deutsche Börse’s Cash Markets At 100.8 Billion Euros In July

Date 01/08/2016

Order book turnover on Xetra, Börse Frankfurt and Tradegate Exchange across all asset classes stood at €100.8 billion in July (July 2015: €137.3 billion).

Ljubljana Stock Exchange: Monthly Statistical Report July 2016

Date 01/08/2016

Click here to download the short and comprehensive monthly statistics of the Ljubljana Stock Exchange for July 2016.

July Statistics Report From The Nasdaq Nordic Exchanges

Date 01/08/2016

Share Trading The value of average daily share trading amounted to EUR 2.3 billion, compared to EUR 3.0 billion during the past 12-month period. The average number of trades per trading day was 400,507 compared to 455,660 during the past 12-month period. The total market cap of listed companies at Nasdaq Nordic Exchange amounted to EUR 1 148 billion, compared to EUR 1 162 billion in July 2015.

The Spanish Stock Exchange Traded €50 Billion In July

Date 01/08/2016

• The equity trading volume in the first seven months of the year totaled €439.8 billion
• The number of trades in July reached 4.4 million
• The trading volume on the Derivatives market to the end of July was down 9.3% year-on-year.
• In July new issues on MARF were up 150% year-on-year, reaching €1.2 billion for the first seven months of the year

EEX Achieves Significant Growth In Power And Emissions Markets

Date 01/08/2016

In July 2016, the monthly volume on EEX’s power derivatives market amounted to 244.0 terawatt hours (TWh), increasing the volume traded in July 2015 (172.9 TWh) by 41%.

EPEX SPOT Power Trading Results Of July 2016: Volume In Flexibility Contracts Grows Across Central Western Europe

Date 01/08/2016

In July 2016, a total volume of 43.8 TWh was traded on EPEX SPOT’s Day-Ahead and Intraday power markets (July 2015: 48.6 TWh).

NASDAQ OMX Nordic: Trading Statistics July 2016

Date 01/08/2016

Nasdaq (Nasdaq:NDAQ) today publishes monthly trade statistics for the Nordic1 and Baltic2 markets. Below follows a summary of the statistics for July 2016: