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Hong Kong Securities And Futures Commission: Evolving Enforcement Strategies To Combat Financial Crime, ALB Pan Asian Regulatory And Anti-Corruption Compliance Summit 2024, Mr Christopher Wilson, Executive Director, Enforcement, 19 March 2024

Date 19/03/2024

Good morning and thank you to Thomson Reuters and Asian Legal Business (ALB) for inviting me to address the Pan Asian Regulatory and Anti-Corruption Compliance Summit this year. I am grateful for this opportunity to discuss some of the strategies the Securities and Futures Commission (SFC) has implemented to combat financial crime and misconduct.

NZX Annual Meeting 2024

Date 19/03/2024

NZX advises that the following documents have been released today:

• Notice of Annual Meeting 2024
• Proxy Form for the Annual Meeting 2024

SEC Chair Gary Gensler On AI Washing

Date 18/03/2024

This video can be viewed at the below link.

Lennar Mortgage Moves Servicing Operations To ICE Mortgage Technology For Seamless Systems Integration - The MSP® Loan Servicing System Will Help Lennar Enhance Customer Service, Support Regulatory Compliance And Mitigate Risk, While Introducing Efficiencies And Streamlining Servicing Transfers

Date 18/03/2024

Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of technology and data, today announced that Lennar Mortgage will move its servicing operations onto the industry-leading ICE MSP® loan servicing system . Already a longtime user of ICE’s Encompass® digital lending platform, Lennar will see greater efficiencies and compliance support from the seamless integration of the systems via the ICE end-to-end technology ecosystem.

CFTC Commissioner Mersinger To Deliver A Speech And To Participate On A Panel At WFECLEAR: The World Federation Of Exchange’s Clearing And Derivatives Conference 2024

Date 18/03/2024

FINRA Fines M1 Finance $850,000 for Violations Regarding Use Of Social Media Influencer Program - First Social Media Influencer-Related FINRA Enforcement Disciplinary Action

Date 18/03/2024

FINRA announced today that it has fined M1 Finance LLC $850,000 for social media posts made by influencers on the firm’s behalf that were not fair or balanced, or contained exaggerated, unwarranted, promissory or misleading claims. This case arises from FINRA’s targeted exam of firm practices related to the acquisition of customers through social media channels and represents the first formal FINRA Enforcement disciplinary action involving a firm’s supervision of social media influencers.

Autorité des MarchésFfinanciers Organizational Structure Adapted To Address Changes In The Financial Sector

Date 18/03/2024

The Autorité des marchés financiers (the “AMF”) is today announcing strategic adjustments to its organizational structure aimed at maximizing its expertise in relation to the rapid changes occurring in the financial sector, while supporting its ongoing commitment to fulfill its mission by optimizing its performance.

Intercontinental Exchange Adds To Property Valuation Toolkit For Housing Finance, Providing Homeowners And Buyers, Lenders And Investors With A Comprehensive Approach To Today’s Valuation Challenges

Date 18/03/2024

• Enterprise suite of valuation solutions applies automated technology, data and analytics to help tackle high origination costs, valuation complexity and regulatory changes

BME Scaleup Welcomes SOLVENTO GROUP 2022 SOCIMI

Date 18/03/2024

• It is the second company to join this market oriented to scaleups, SOCIMIs and all types of companies seeking a first contact with the markets

Kick-Off Of Euronext STAR Conference 2024

Date 18/03/2024

• From 19 to 21 March, Euronext will host its annual STAR Conference in Milan

• 59 companies listed on the Borsa Italiana’s STAR segment will meet the over 265 investors representing nearly 170 investment firms

• More than 2700 meetings organised