FTSE Mondo Visione Exchanges Index:
News Centre
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Deutsche Börse: Unscheduled Adjustments In SDAX And TecDAX
Date 30/09/2024
STOXX Ltd. has announced unscheduled changes to the SDAX and TecDAX indices. Following the spin-off of PENTIXAPHARM HLDG NA O.N. from Eckert & Ziegler SE, adjustments of the indices are required.
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SEC: TD Securities Charged In Spoofing Scheme - Firm Also Failed To Supervise The Head Of Its U.S. Treasuries Desk
Date 30/09/2024
The Securities and Exchange Commission today announced charges against registered broker-dealer TD Securities (USA) LLC for manipulating the U.S. Treasury cash securities market through an illicit trading strategy known as spoofing. The bank was also charged for failing to supervise the then-head of its U.S. Treasuries trading desk, who allegedly made hundreds of illegal trades over a 13-month period.
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U.S. Department Of Justice: TD Securities To Pay $15.5M In Connection With Scheme To Defraud U.S. Treasuries Markets
Date 30/09/2024
TD Securities (USA) LLC (TD Securities), a securities firm based in New York, has entered into a resolution with the Justice Department to resolve criminal charges concerning a scheme to defraud that involved hundreds of episodes of unlawful trading in the secondary (cash) market for U.S. Treasuries.
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SEC Charges Three Individuals In The New York Metropolitan Area For Perpetrating A $120 Million Pre-IPO Fraud Scheme - Six Entities Owned Or Controlled By The Individual Defendants Are Also Charged
Date 30/09/2024
The Securities and Exchange Commission today charged John LoPinto, Robert Wilkos, and Laren Pisciotti for their roles in a fraudulent scheme involving investments in pre-IPO private companies. The SEC also charged several companies owned and/or controlled by the defendants: the Pre IPO Marketplace Inc.; Keyport Venture Partners LLC; Keyport Venture Management LLC; and Keyport Venture Advisors LLC, which were jointly owned and/or controlled by LoPinto and Wilkos; and Principal Pre-IPO Consulting Group LLC and GlobalX VC LLC, which were owned or controlled by Pisciotti.
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MIAX Options And MIAX Sapphire Options Exchanges - October 1, 2024 Fee Update
Date 30/09/2024
Effective October 1, 2024, MIAX Options will amend certain incentive programs. In addition, the MIAX Sapphire Options Exchange has added clarification language for waiving rebates and fees for certain transactions.
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MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options And MIAX Emerald Options For Newly Listed Symbols Effective Tuesday, October 1, 2024
Date 30/09/2024
Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Tuesday, October 1, 2024.
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SEC: Advisory Firm Marathon Asset Management Charged With Policies Failures Regarding Potential Receipt Of Confidential Information From Ad Hoc Creditors’ Committees
Date 30/09/2024
The Securities and Exchange Commission today announced settled charges against registered investment adviser Marathon Asset Management LP for failing to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information relating to its participation on ad hoc creditors’ committees.
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Economic Outlook, Federal Reserve Chair Jerome H. Powell, At The National Association For Business Economics Annual Meeting, Nashville, Tennessee
Date 30/09/2024
I have some brief comments on the economy and monetary policy and look forward to our discussion.
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MIAX Exchange Group - Options Markets - January 1, 2025 And March 1, 2025 Market Data Fee Changes
Date 30/09/2024
Effective January 1, 2025, pending filing with the SEC, MIAX Options Exchange, MIAX Pearl Options Exchange, and MIAX Emerald Options Exchange will implement the following market data fees:
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MIAX Exchange Group - Options Markets - New Listings Effective for October 1, 2024
Date 30/09/2024
The attached option classes will begin trading on the MIAX Options Exchange, the MIAX Pearl Options Exchange, and the MIAX Emerald Options Exchange on Tuesday, October 1, 2024.
