News Centre

Shenzhen Stock Exchange Promulgated The Memorandum On Name Change Of Listed Companies

Date 04/11/2016

In order to further regulate the behaviors of listed companies on name change and promote the healthy development of listed companies, as for some listed companies change their names just for catering to the market, SZSE recently formulated and promulgated the Memorandum on Name Change of Listed Companies based on summarizing the regulatory practice to avoid misleading the market and investors.

TMX Group Limited Increases Dividend To $0.45 Per Common Share

Date 04/11/2016

The Board of Directors of TMX Group Limited declared a dividend of $0.45 on each common share outstanding, a 12.5% increase from the previous $0.40 per common share. This dividend is payable on December 2, 2016 to shareholders of record at the close of business on November 18, 2016.

TMX Group Limited Reports Results For The Third Quarter 2016

Date 04/11/2016

TMX Group Limited [TSX: X] ("TMX Group") today announced results for the third quarter ended September 30, 2016.

United Kingdom Parliament Treasury Committee Update: Chair Comments On Brexit High Court Ruling

Date 04/11/2016

Commenting on today's High Court ruling that the Government does not have power under the Crown's prerogative to trigger Article 50, Rt Hon. Andrew Tyrie MP, Chairman of the Treasury Committee, said:

"Whatever the Supreme Court decides, the Government should be much more transparent about its objectives in the negotiations, in some detail, and the sooner the better. It should also ensure that Parliament can scrutinise the objectives, and vote on them."

Outlines Expectations And Requirements To Ensure Consistent Standards - llROC Proposes Guidance On Order-Execution Only Services And Activities

Date 03/11/2016

llROC today published for comment proposed guidance setting out expectations and requirements for all llROC-regulated firms engaged in order-execution only (OEO) activities.

Alberta Securities Commission Announces Date For Open Session On Proposed Reforms To Enhance The Client-Registrant Relationship

Date 03/11/2016

The Alberta Securities Commission (ASC) today announced an open forum to further explore issues raised in CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients, which proposes regulatory action to improve the client-registrant relationship. This session is being held as part of our ongoing consultation process on this matter.

NZX Reduces Exposure To NZ & Australian Agri Sector

Date 03/11/2016

NZX today announces the conclusion of a review it has been undertaking to reshape its New Zealand and Australian agri businesses. The review has focused on reducing exposure to the parts of the agricultural sector where the linkages to NZX’s markets business are weak, or the economics unattractive. This is to ensure NZX is generating good returns for its shareholders from these businesses over the long-term.

Brown Rudnick Alert: Brexit Judicial Review Decision - The UK Government Cannot Give Notice Of Withdrawal From The EU Without The Approval Of Parliament

Date 03/11/2016

Following hearings in mid-October, the Divisional Court of the High Court of England and Wales has today handed down judgment in the Brexit judicial review of the Government's position that it could issue a notification of withdrawal from the European Union pursuant to Article 50 of the EU Treaty by exercise of its prerogative powers without consulting Parliament. The Court unanimously rejected the Government's position. The effect of the judgment is that there will have to be a vote in Parliament to authorise the issue of the Article 50 notification (a copy of the judgent and an official summary can be found here).

Comptroller Of The Currency Discusses Banking Innovation and Regulation

Date 03/11/2016

Comptroller of the Currency Thomas J. Curry today discussed how fintech and consumer expectations are changing the financial services industry, and the agency’s efforts to develop a responsible innovation framework and supervision structure.  The remarks came during his appearance at the Chatham House ‘City Series’ Conference.

SIFMA Executive Vice President Randy Snook Remarks At The 2016 Listed Options Symposium

Date 03/11/2016

SIFMA Executive Vice President Randy Snook delivered remarks as prepared for the November 3 Listed Options Symposium.