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  • Nasdaq Nordic And Baltic Exchanges Launch Voluntary ESG Reporting Guide

    Date 23/03/2017

    Nasdaq (Nasdaq: NDAQ) today announced that its Nordic and Baltic exchanges in Stockholm, Helsinki, Copenhagen, Iceland, Tallinn, Riga and Vilnius have issued a voluntary support program on environmental, social and governance (ESG) disclosure to support their listed companies.

  • Nasdaq Stockholm Orders Hexagon AB To Pay Fine Corresponding To Two Annual Fees

    Date 23/03/2017

    The Disciplinary Committee of Nasdaq Stockholm has found that Hexagon AB (“Hexagon”) has breached Nasdaq Stockholm’s Rule Book for Issuers (“the Rule Book”) and has therefore ordered Hexagon to pay a fine of SEK 6,210,000, corresponding to two annual listing fees.  

  • ASIC Accepts Enforceable Undertaking From Barclays Entities

    Date 23/03/2017

    Yesterday, ASIC accepted an enforceable undertaking (EU) from three Barclays foreign financial service providers (FFSPs):

    • Barclays Capital Inc. (BCI) domiciled in the United States of America
    • Barclays Capital Asia Limited (BCAL) domiciled in Hong Kong, and
    • Barclays Capital Securities Limited (BCSL) domiciled in the United Kingdom,

    collectively 'the Barclays entities.'

  • Qatar Stock Exchange Holds Educational Day At Qatar University

    Date 23/03/2017

    Qatar Stock Exchange (QSE), in cooperation with Qatar University, held an educational day at the College of Business and Economics. The event, which included a simulation trading model, is committed to raising students' awareness on QSE’s role in the national economy and developing an active investment culture by giving the students a chance to develop their investment ideas, create mock stock portfolios, and undertake other projects associated with trading at Qatar Stock Exchange.

  • ASIC Accepts Enforceable Undertaking From Former Macquarie Equities Limited Adviser

    Date 23/03/2017

    ASIC has accepted an enforceable undertaking (EU) from Anthony Wilson, a former representative of Macquarie Equities Limited. Under the EU, Mr Wilson undertakes that he will not provide financial services on behalf of himself or any other person, for a period of four years.