News Centre

SGX To Report 3Q FY2017 Results On 20 April

Date 22/03/2017

Singapore Exchange (SGX) is reporting its third-quarter (3Q) results for Financial Year 2017 (FY2017) after the market closes on 20 April 2017.

Monetary Authority Of Singapore: First Conviction Of Market Misconduct Under The Joint Investigations Arrangement With The Commercial Affairs Department

Date 22/03/2017

Mr Tey Thean Yang Dennis (Tey) was today sentenced to a total of 16 weeks’ imprisonment as a result of a conviction arising from a joint investigation conducted by the Monetary Authority of Singapore (MAS) and the Commercial Affairs Department of the Singapore Police Force.  The State Courts convicted Mr Tey of offences involving the employment of a device or scheme to defraud two Contracts for Differences (CFD)1 providers, IG Asia Pte Ltd (IG Asia) and CMC Markets Singapore Pte Ltd (CMC Markets).

AxiomSL And Integration Alpha Offer New Cloud-Compliant Regulatory Reporting Solution

Date 22/03/2017

AxiomSL, global leader in risk management and regulatory compliance, and Integration Alpha have launched a unique, flexible and cost-efficient Managed Services solution across Germany, Austria and Switzerland, in a FINMA compliant cloud for Tier 2 and 3 financial service firms. The increasingly complex compliance and regulatory requirements are putting great pressure on organisations, particularly those of small and medium sizes, resulting in huge costs and no competitive advantage in client-facing business.

First IPO In Scale Segment - IBU-tec Advanced Materials AG Plans Initial Listing On 30 March - DirectPlace Supports Companies In The Placement Of Their Shares

Date 22/03/2017

IBU-tec advanced materials AG is the first company in the IPO stage in Scale, Deutsche Börse's new segment for small and medium-sized enterprises (SMEs). Ulrich Weitz, CEO of IBU-tec, said, “IBU-tec is the first Scale IPO and we feel that we are in good hands for our course of future growth in this new segment with its high transparency requirements.” As a research and production service provider, the Weimar-based company develops new compounds for inorganic materials and improves material properties of existing products. One of its main focuses lies on green mobility.

Shenzhen Stock Exchange: CUFE-CNI Green Bond Series Index Released Today

Date 22/03/2017

On March 20, Shenzhen Securities Information Co., Ltd. (SSIC), a subsidiary of Shenzhen Stock Exchange (SZSE), and the International Institute of Green Finance (IIGF) of Central University of Finance and Economics (CUFE) introduced “CUFE-CNI Green Bond Index”, providing a new market caliber and investment instrument for the green bonds in China.  It is the first China green bond index that is simultaneously released only in China and Europe.

Bats Europe Launches Two New Indices Designed To Measure Impact Of Brexit On UK Companies - Bats Partners With FactSet To Provide Brexit 50/50 Indices Ahead Of Triggering Of Article 50

Date 22/03/2017

Bats Europe, a CBOE Holdings, Inc. company and the region's largest equities exchange operator, today announced it has launched the Bats Brexit 50/50 Indices, two new benchmark indices designed to reflect the impact of Brexit on UK companies.

Baymarkets Launches Clarity Platform For RegTech Solution Delivery - First Two Solutions Available - Clarity Limit Pre-Trade Limits & Risk Checking And Clarity Hub Multiple CCP Interface

Date 22/03/2017

Baymarkets Technology AB (Baymarkets), a leading Nordic provider of FinTech and RegTech solutions to the global financial services industry, announced today its new Financial Market solution delivery platform, Clarity.

Japan Exchange Group: Notice Of Revision To Earnings Forecast And Dividend Forecast

Date 22/03/2017

Japan Exchange Group hereby announces that the consolidated earnings forecast and year-end dividend forecast for the fiscal year ending March 31, 2017 released on October 28, 2016 have been revised as follows.

Japan's Securities And Exchange Surveillance Commission: Recommendation For Administrative Monetary Penalty Payment Order For Insider Trading Of Shares Of Tri-Stage inc. By Prospect Asset Management, Inc.

Date 22/03/2017

The Securities and Exchange Surveillance Commission, today, made a recommendation to the Prime Minister and the Commissioner of the Financial Services Agency that an administrative monetary penalty payment order be issued in regard to insider trading of the shares of Tri-Stage inc. (“Tri-Stage”) by Prospect Asset Management, Inc. (“PAMI”) pursuant to Article 20(1) of the Act for Establishment of the Financial Services Agency. This recommendation is based on the findings of the investigation into insider trading whereby the following violations of laws and ordinances were identified.

New Zealand's Financial Markets Authority Statement On Forestlands

Date 22/03/2017

The FMA has received complaints from various investors in Forestlands.

This is a series of companies called Forestlands, numbered 2 through to 12 and 14 through to 20. There is a total of 18 companies.