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Remarks Before The University Of Tennessee’s C. Warren Neel Corporate Governance Center: “Advancing the Role and Effectiveness of Audit Committees”, Wesley R. Bricker, SEC Chief Accountant, Office Of The Chief Accountant, Knoxville, TN, March 24, 2017

Date 25/03/2017

The Securities and Exchange Commission (“SEC” or “Commission”), as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed herein are those of the author and do not necessarily reflect the views of the Commission, individual Commissioners, or of the author’s colleagues upon the staff of the Commission.
NYSE Group Consolidated Short Interest Report

Date 24/03/2017

NYSE Group Consolidated Short Interest Report
Nasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date March 15, 2017

Date 24/03/2017

At the end of the settlement date of March 15, 2017, short interest in 2,328 Nasdaq Global Market^SM securities totaled 7,352,374,802 shares compared with 7,280,848,100 shares in 2,345 Global Market issues reported for the prior settlement date of February 28, 2017. The mid-March short interest represents 4.54 days average daily Nasdaq Global Market share volume for the reporting period, compared with 4.47 days for the prior reporting period.
CFTC Commitments Of Traders Reports Update

Date 24/03/2017

The current reports for the week of March 21, 2017 are now available.
SEC: Overseas Traders Paying Back All Profits Plus Penalties In Insider Trading Case

Date 24/03/2017

The Securities and Exchange Commission today announced that three Peruvian traders have agreed to settle a pending case alleging that they traded on nonpublic information prior to the merger of two mining companies.

Mandatory Notification Of Trades - Oslo Børs VPS Holding ASA

Date 24/03/2017

In connection with a monthly share savings plan for employees of subsidiaries, Oslo Børs VPS Holding has sold a total of 3223 shares. New holding is 11291 shares. Employees paid a share price of NOK 90,96 per share, but were allowed a discount of 20% on purchases up to NOK 1250.
A Night Of Winners - The Swiss Derivative Awards Recognized The Best Structured Products Last Night - SIX Was Also Among Those Congratulating The Winners

Date 24/03/2017

Now in their twelfth year, the Swiss Derivative Awards recognize the best structured products. Yesterday, the "Oscars of the derivatives industry" were held at AURA in Zurich. Around 240 top-class guests from Switzerland and abroad came to the event. Since their introduction in 2006, the awards have been supported by SIX Structured Products Exchange as the main sponsor.
SIX Leverages IBM Watson For Cognitive Security Operations Center

Date 24/03/2017

IBM Security (NYSE: IBM) and SIX, the operator of the infrastructure underpinning the Swiss financial sector, today announced plans to leverage IBM Watson for Cyber Security in a new cognitive Security Operations Center (SOC). The new facility will be housed at SIX’s offices in Switzerland to provide localized cyber security services tailored to needs of the region.
Nigerian Stock Exchange Weekly Report For Week Ending 24 March 2017

Date 24/03/2017

A total turnover of 1.309 billion shares worth N10.323 billion in 13,042 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.029 billion shares valued at N7.980 billion that exchanged hands last week in 13,441 deals.
CFTC Staff Provides Relief Associated With Swap Trade Confirmations

Date 24/03/2017

The U.S. Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) today issued a no-action letter extending relief associated with swap trade confirmation requirements that previously was provided in CFTC Staff Letter 16-25, which expires March 31, 2017.