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  • Japan Exchange Regulation Annual Report 2025

    Date 22/08/2025

    A JPX-R publication that introduces the roles and features of Japan Exchange Regulation (JPX-R), and self-regulatory activities such as listing examination, listed company compliance, trading participants examination and inspection, and market surveillance.

  • ASIC: Marion Pearson Successfully Extradited From New Zealand To Australia To Face Stealing Charges Totalling $4 Million

    Date 22/08/2025

    Former financial advisor Marion Joan Pearson has appeared in the Perth Magistrates Court over stealing charges related to the alleged misappropriation of approximately $4,100,000 belonging to 13 clients.

  • Surge Of Impersonator Social Media Investment Scams Prompts New Zealand Financial Markets Authority Warning Updates

    Date 22/08/2025

    Scammers who have been using social media advertisements, particularly on Meta platforms, to impersonate New Zealand celebrities, journalists, politicians, have now turned to impersonating financial commentators and business leaders by creating fake profiles.

  • NZX H1 2025 Results & Interim Report Published - NZX Showing Strength Navigating Market Cycles

    Date 22/08/2025

    • Group operating earnings of $24.1 million, up 5.4% year on year
    • Underlying net profit after tax (NPAT) of $8.3 million, a year-on-year increase of 0.9% after excluding a non-cash accounting adjustment in H1 2024 of $7.3 million relating to the fair value of the QuayStreet Asset Management (QuayStreet) earnout provision
    • Interim dividend of 3.0 cents per share, fully imputed
    • FY2025 operating earnings, excluding integration and restructure costs, is tracking towards the middle of the 2025 full-year guidance range of $49 million to $54 million. 

  • Acting CFTC Chairman Pham Announces Next Crypto Sprint Initiative

    Date 21/08/2025

    Commodity Futures Trading Commission Acting Chairman Caroline D. Pham announced today the CFTC will begin its next crypto sprint initiative for implementation of the recommendations in the President’s Working Group on Digital Asset Markets report. Starting today, Acting Chairman Pham will begin stakeholder engagement on all other report recommendations for the CFTC. She announced CFTC’s crypto sprint earlier this month. [See CFTC Press Release No. 9104-25]

  • SEC Names Judge Margaret Ryan As Director Of The Division Of Enforcement

    Date 21/08/2025

    The Securities and Exchange Commission today announced that Judge Margaret “Meg” Ryan has been named Director of the Division of Enforcement, effective Sept. 2, 2025. Acting Director of Enforcement Sam Waldon will return to his previous role as Chief Counsel for the Division.  

  • US Office Of The Comptroller Of The Currency Announces Enforcement Actions For August 2025

    Date 21/08/2025

    The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks), and individuals currently and formerly affiliated with banks the OCC supervises.

  • FNZ Reaches Record Milestone Of US$2 Trillion In Assets On Platform

    Date 21/08/2025

    • Assets on Platform have grown by 406% over the last five years
    • This milestone reinforces FNZ's position as one of the world's largest wealth management platforms
    • FNZ now partners with over 650 financial institutions, more than 12,000 wealth management firms and serves over 26 million end investors globally
    • 6 out of the top 10 most recommended UK adviser platforms use FNZ technology, according to recent analysis conducted by Defaqto
    • Builds on FNZ's purpose to open up wealth by making wealth management more accessible and personalized to more people

  • Amman Stock Exchange Weekly Summary

    Date 21/08/2025

    The average daily trading volume for the period 17/08 – 21/08 reached JD (7.6) million compared to JD (8.4) million for the last week, a decrease of (9.9%). The total trading volume during the week reached JD(37.9) million compared to JD (42.1) million during the last week. Trading a total of (20.3) million shares through (15097) transactions.

  • CUSIP Request Volumes For New Corporate Securities Increase In July - Municipal Request Volume Slows For Second Consecutive Month

    Date 21/08/2025

    CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for July 2025. The report, which tracks the issuance of new security identifiers as an early indicator of debt and capital markets activity over the next quarter, found a third consecutive monthly increase in request volume for new corporate identifiers, while monthly request volume for new municipal identifiers declined for the second consecutive month.

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