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  • Securities And Exchange Commission: Rules Mandating Edgar Filing for Foreign Issuers Will Become Effective

    Date 16/10/2002

    The staff of the Securities and Exchange Commission today reminded foreign issuers, their advisers and other interested persons that the rule amendments mandating EDGAR filing for foreign issuers will become effective Nov. 4, 2002. EDGAR is the SEC's Electronic Data Gathering, Analysis and Retrieval System. The new rules require foreign private issuers and foreign governments to file most of their Securities Act and Exchange Act documents on EDGAR. A complete discussion of these rule amendments,

  • SEC Proposes Additional Disclosures, Prohibitions To Implement Sarbanes-Oxley Act

    Date 16/10/2002

    The Securities and Exchange Commission voted today to propose rules implementing provisions of the Sarbanes-Oxley Act. The proposed rules concerning Sections 404, 406 and 407 of the Act would require public companies to disclose information about internal control reports, company codes of ethics and audit committee financial experts. Proposed rule changes dealing with provisions of Section 303 would prohibit actions designed to improperly influence auditors. The Commission also took actions rela

  • Oslo Børs Enters Into A New Contract To Sell Market Surveillance Functionality

    Date 16/10/2002

    Oslo Børs has signed a new contract with the companies SMARTS and Computershare to sell alerts and other market surveillance functionality. The new contract supplements the continuing agreement that facilitates collaboration on market surveillance within NOREX. The new contract recognises the commitment Oslo Børs has made to market surveillance over recent years.

  • NYBOT Issues Reminder For Additional New January 2003 Sugar No. 11 Serial Option

    Date 16/10/2002

    The New York Board of Trade (NYBOT®) announced today that at the direction of the Board of Managers of the Coffee, Sugar and Cocoa Exchange, Inc., a new January 2003 Sugar No. 11 serial option contract will be listed for trading on October 18, 2002. The new January 2003 Sugar No. 11 option contract (the "Jan/March contract") will have the March 2003 Sugar No. 11 futures contract as its underlying future, and will trade with a new commodity code of "SN".

  • New Zealand Stock Exchange Announces Successful Demutualisation Vote

    Date 16/10/2002

    The Members of the New Zealand Stock Exchange voted today in favour for demutualisation of the NZSE.

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