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  • OMX Technology Signs Strategic Partnership Agreement With HCL Technologies

    Date 22/09/2004

    Today, OMX Technology and HCL Technologies signed a five-year strategic partnership agreement involving the outsourcing of certain OMX systems development and maintenance. As a result of the agreement and in line with OMX Technology’s strategy to expand in Asia, OMX has now effectively established a presence in India. The agreement will enable OMX Technology to focus more resources on development of new technology activities and maximize efficiencies across the organization, which translates int

  • Oleg Saphonov Elected President Of the RTS Stock Exchange

    Date 22/09/2004

    On September 21st, 2004, the RTS Stock Exchange Partnership Council elected Oleg Saphonov President of the RTS Stock Exchange. From March 2003 Mr. Saphonov worked as the chief financial officer of the Partnership.

  • NZXFM's MOZY Fund Set To List Next Week

    Date 22/09/2004

    NZX Funds Management Limited (NZXFM) is pleased to announce that the first of the new Smartshares funds, the NZX Australian MidCap Index Fund (MOZY), closed its initial public offering on Friday 17 September raising $33.2 million.

  • NZX Accredits SecuritEase® For DMA

    Date 22/09/2004

    New Zealand Exchange Limited (NZX) is delighted to announce that it has accredited Scientific Software and Systems Limited (SSS)’s SecuritEase® system to provide Direct Market Access (DMA) services to NZX Firms.

  • NYSE Regulation Announces A $19 Million Agreement With Morgan Stanley Citing Failure To Deliver Customer Prospectuses And Other Supervisory And Operational Failures

    Date 22/09/2004

    In response to public disclosure today by Morgan Stanley, NYSE Regulation confirmed an agreement in principle with Morgan Stanley to settle a disciplinary action with a censure and $19 million fine for failure to deliver prospectuses to customers in registered offerings, as well as other significant supervisory and operational failures. The firm has also agreed to make an offer of rescission to its customers who failed to receive prospectuses from June 1, 2003 through Aug. 31, 2004.

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