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ASIC Obtains Over $700,000 In Penalties For Financial Reporting Failures
Date 28/09/2023
Between 1 January 2023 and 30 June 2023, ASIC prosecuted 36 companies and secured over $700,000 in penalties for failing to lodge financial reports, hold annual general meetings (AGMs) and to maintain the required number of directors and resident directors.
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NZX: Dividend Reinvestment Plan Strike Price And AUD FX Rate For Dividend
Date 28/09/2023
NZX advises that the strike price for the dividend reinvestment plan (DRP) operating in respect of the dividend payable on Thursday 5 October 2023 has been set at $1.0974 per share.
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Shenzhen Stock Exchange Market Bulletin, September 22, 2023, Issue 32
Date 28/09/2023
Click here to download Shenzhen Stock Exchange's market bulletin, issue 32.
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Japan Financial Services Agency: Appointment For The Chair Of FSB SRC - Transition Plan Working Group (TPWG)
Date 28/09/2023
Satoshi IKEDA, Deputy Commissioner for International Affairs and Chief Sustainable Finance Officer at Japan's Financial Services Agency, was appointed by the Financial Stability Board (FSB) Plenary on September 18, 2023, as the Chair of the Transition Plan Working Group (TPWG), a newly established working group under the Standing Committee on Supervisory and Regulatory Cooperation (SRC). He has a two-year term.
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New Zealand Financial Markets Authority: Catalist Market Operator Obligations Review
Date 28/09/2023
Catalist Markets Limited (Catalist) is licensed under section 316 of the Financial Markets Conduct Act 2013 (FMC Act) to operate Catalist Public Market.
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ASIC Remakes Sunsetting Legislative Instruments On Takeovers, Compulsory Acquisitions And Relevant Interests
Date 28/09/2023
ASIC has remade seven legislative instruments relating to takeovers, compulsory acquisitions and relevant interests. These instruments were due to automatically repeal and cease operation (‘sunset’) on 1 October 2023 if not remade.
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New Zealand And UK Audit Authorities Agree Mutual Recognition Of Audit Qualifications
Date 28/09/2023
New Zealand and the UK have signed a first of its kind agreement to recognise audit qualifications in both the UK and NZ so that auditors can more easily work between both countries.
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Panel Remarks, Federal Reserve Governor Michelle W. Bowman, At The 2023 Symposium On Indigenous Inclusion, The Central Bank Network For Indigenous Inclusion And The Reserve Bank Of New Zealand—Te Pūtea Matua, Auckland, New Zealand
Date 27/09/2023
Governor Bowman was asked to make remarks responding to two questions. Below are the questions and her responses.
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SEC Charges Three Southern California Siblings With Insider Trading
Date 27/09/2023
The Securities and Exchange Commission today filed charges against siblings Marco A. Perez (aka Marc), Pedro Perez, Jr. (aka Peter), and Olivia P. Durbin for insider trading before the April 2021 announcement of an offer by storage company United Rentals Inc. to acquire General Finance Corp. The three defendants, all of whom reside in Southern California, realized a combined total of $650,000 in illegal profits from their trading.
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SEC Appoints George Botic To The Public Company Accounting Oversight Board
Date 27/09/2023
The Securities and Exchange Commission today announced the appointment of George Botic, CPA to a term as a Board Member of the Public Company Accounting Oversight Board (PCAOB).
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