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Deutsche Bank Deploys AxiomSL’s Regulatory Reporting And Capital Calculations Platform - Leading Bank Expands Use Of Integrated Platform Across Two Regions

Date 17/11/2014

AxiomSL, global provider of regulatory reporting and risk management solutions, announced today that Deutsche Bank has expanded its relationship and deployed the firm’s robust and flexible regulatory reporting platform and capital calculations solution in the United States following the implementation of the firm’s technology in the Asia Pacific region.
Spot Trading Chosen For Second Consecutive Year As One Of The Chicago Tribune’s Top Workplaces

Date 17/11/2014

Spot Trading LLC, a leading proprietary trading firm, announced today that the firm was selected as one of The Chicago Tribune’s Top Workplaces for 2014. This is the second consecutive year that Spot earned a place on the Tribune’s list of the 100 Top Workplaces.
HKEx Celebrates The Launch Of Shanghai-Hong Kong Stock Connect

Date 17/11/2014

Hong Kong Exchanges and Clearing Limited (HKEx) hosted a ceremony at its Exhibition Hall today to celebrate the successful launch of Shanghai-Hong Kong Stock Connect with about 500 guests and journalists.
Xetra/Börse Frankfurt: Exchange Traded Commodities And Additional Exchange Traded Notes Issued By Boost ETP Launched On Xetra For The First Time

Date 17/11/2014

Eight exchange traded commodities (ETCs) and four exchange traded notes (ETNs) from issuer Boost ETP Plc have been tradable on Xetra since Friday.
ESAs Share Initial Views On Consumer-Friendly Key Information Documents On Investment Products Across The EU

Date 17/11/2014

The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA) published today a Discussion Paper on Key Information Documents (KIDs) designed to help retail investors in the EU better understand and compare packaged retail and insurance-based investment products (PRIIPs) across the EU. The ESAs are looking for feedback from all concerned stakeholders by 17 February 2015.

IOSCO Consults On Post-Trade Transparency In The Credit Default Swaps Market

Date 17/11/2014

The International Organization of Securities Commissions today published the consultation reportPost-Trade Transparency in the Credit Default Swaps Market, which seeks to analyze the potential impact of mandatory post-trade transparency in the credit default swaps (CDS) market.
Thomson Reuters Supports 5th Global Entrepreneurship Summit As Knowledge Partner - Thomson Reuters Supports 5th Global Entrepreneurship Summit As Knowledge Partner

Date 17/11/2014

Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, will participate as a Knowledge Partner in the 5th Global Entrepreneurship Summit set to take place from November 19th to 21st in Marrakesh, Morocco.
UK’s Financial Conduct Authority Fines Chase De Vere For Failures Surrounding Sale Of Keydata Products

Date 17/11/2014

The Financial Conduct Authority (FCA) has fined Chase de Vere Independent Financial Advisers Limited (Chase de Vere) £560,000 for failures surrounding the sale of Keydata products.
Thomson Reuters Strengthens Customers’ Ability To Adapt to New Industry Environment - Expansion Of Elektron Footprint Helps Financial Firms Grow And Access New Sources Of Liquidity While Reducing Total Cost Of Ownership

Date 17/11/2014

Thomson Reuters today announced a significant expansion of the footprint of its Elektron suite of propositions, increasing its ability to support customers who are looking for new growth opportunities while also controlling their costs. It is increasing the number of points of presence for its consolidated, real time feed in both established and developing financial markets, as well as expanding the reach of its managed services proposition. In doing so, Thomson Reuters is strengthening a comprehensive system of advanced data supply and delivery for customers around the world.
UK’s Financial Conduct Authority And Industry Agree To Improve The Way Consumer Complaints Are Dealt With

Date 17/11/2014

Financial firms have collaborated with the Financial Conduct Authority (FCA) on a thematic review and, as a result, have agreed to make improvements to the way they deal with consumer complaints. The FCA will be consulting on possible changes to its dispute resolution rules later this year.