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News Centre
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Agenda, Panelists For SEC-CFTC Roundtable On Regulatory Harmonization Efforts Announced
Date 24/09/2025
The Commodity Futures Trading Commission and the Securities and Exchange Commission have announced the agenda and panelists for their joint Sept. 29 roundtable on regulatory harmonization efforts.
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SEC Announces Departure Of Chief Operating Officer Ken Johnson
Date 24/09/2025
The Securities and Exchange Commission today announced that Ken Johnson, who has been serving as Chief Operating Officer (COO) since December 2017, will retire from the agency in December.
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Report From FINRA Board Of Governors Meeting – September 2025: Board Approved Amendments For Pattern Day Trading Rules, And Received Updates On FINRA Forward, Consolidated Audit Trail And Cybersecurity
Date 24/09/2025
FINRA’s Board of Governors met September 17-18. The Board announced the approval of four rule proposals, approved proposed amendments to FINRA’s pattern day trading rules, and received updates on the FINRA Forward initiative, the Consolidated Audit Trail and FINRA’s cybersecurity program.
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US Office Of The Comptroller Of The Currency Reports Mortgage Performance For Second Quarter Of 2025
Date 24/09/2025
The Office of the Comptroller of the Currency (OCC) reported on the performance of first-lien mortgages in the federal banking system during the second quarter of 2025.
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SEC Announces Agenda, Panelists For SEC-CFTC Roundtable On Regulatory Harmonization Efforts
Date 24/09/2025
The Securities and Exchange Commission and the Commodity Futures Trading Commission have announced the agenda and panelists for their joint September 29 roundtable on regulatory harmonization efforts.
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Ontario Securities Commission Analysis Finds No Significant Market Disruption After Move To T+1 Settlement Window
Date 24/09/2025
The Ontario Securities Commission (OSC) has released an analysis of the impact on failed trades as part of the move to a T+1 settlement window. The research found that Canada’s market participants were able to adjust to the shortened settlement window without any major market disruption.
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Ontario Securities Commission Virtual Roundtable For Draft Action Plan For Truth And Reconciliation
Date 24/09/2025
The Ontario Securities Commission (OSC) will be holding a virtual roundtable: OSC Roundtable: Pathways to Truth and Reconciliation, where we will explore and discuss our draft Action Plan for Truth and Reconciliation. It is also one of the last chances to consider the draft and to provide us with your comments before the feedback period closes on October 31, 2025.
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Jon Kroeper Named Deputy Director Of The SEC Division Of Trading And Markets
Date 24/09/2025
The Securities and Exchange Commission today announced that Jon Kroeper has been named deputy director of the agency’s Division of Trading and Markets, effective Sept. 29.
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ICE First Look At Mortgage Performance: Delinquencies Up On Calendar Effect - Foreclosure Activity Slowly Trending Higher
Date 24/09/2025
ICE Mortgage Technology, neutral provider of a robust end-to-end mortgage platform and part of Intercontinental Exchange, Inc. (NYSE: ICE), today released its August 2025 ICE First Look at mortgage delinquency, foreclosure and prepayment trends. The data shows the national delinquency rate rose in August, largely driven by a calendar anomaly, while foreclosure activity continued its slow upward trend.
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UK Financial Conduct Authority: Update On Appointing A Bond Consolidated Tape Provider
Date 24/09/2025
We have received a legal challenge to our decision to award the contract for the bond consolidated tape provider.
