News Centre

Guggenheim Partners Investment Management LLC Settles Charges It Failed To Disclose Conflict To Clients

Date 10/08/2015

The Securities and Exchange Commission today announced that Guggenheim Partners Investment Management LLC has agreed to settle charges it breached its fiduciary duty by failing to disclose a $50 million loan that one of its senior executives received from an advisory client.   

SIFMA’s Bentsen Raises Concerns With Proposed Retirement Regulation At DOL Hearing

Date 10/08/2015

SIFMA president and CEO Kenneth E. Bentsen, Jr., today testified at the U.S. Department of Labor Hearing on Fiduciary Rule Proposal outlining SIFMA’s concerns with the proposed rule and its potentially harmful impact on investors. Bentsen’s full written testimony can be found here: http://www.sifma.org/issues/item.aspx?id=8589955932

TASE To Consider All-New Equity Indices Methodology

Date 10/08/2015

Irish Stock Exchange: Dufry, The Swiss Travel Retailer, Lists €700m Bond On GEM

Date 10/08/2015

Dufry has listed a €700m bond on the Irish Stock Exchange (ISE). The senior notes, due 2023, have an interest rate of 4.5% and are listed on the ISE’s Global Exchange Market (GEM). The €700m debt security will be used to partially finance the acquisition of World Duty Free Group (WDFG).

Nigerian Stock Exchange Wins Award For Promoting Best Practice Reporting And Corporate Disclosure

Date 10/08/2015

The Nigerian Stock Exchange (NSE or The Exchange) today announced that it has received the 2015 Award for Promoting Best Practice Reporting and Corporate Disclosure from the Lagos Chamber of Commerce & Industry. The award was presented to NSE by the President of the Lagos Chamber of Commerce & Industry Alhaji Remi Belo at the Lagos Chamber of Commerce & Industry Award ceremony which took place at the Shell Hall, MUSON Centre, Onikan, Lagos State on Saturday, August 8, 2015. This is the third award received by The Exchange in barely a month. The Exchange was first presented with the African Regulator of the year at the 6th African Business Leadership Awards in London on July 25, 2015 and received then clinched the Financial Institution of the year award on August 5, 2015 at The Oil & Gas Year Nigeria Award

ESMA Vacancy Notice - Coordination Officer

Date 10/08/2015

Deadline : 13 September 2015. Please refer to our vacancy page for the details on this position (Ref. 2015/VAC22/FGIV) and how to apply.

BATS Receives SEC Approval To Launch EDGX OPTIONS MARKET Targets Monday, November 2nd Launch For EDGX Options

Date 10/08/2015

BATS Global Markets (BATS), a leading operator of exchanges and services for financial markets globally, has received approval from the U.S. Securities and Exchange Commission (SEC) to launch its second options market – EDGX Options. BATS is planning to open the new market on Monday, November 2, 2015.  

Moscow Exchange: Risk Parameters Change For The securities

Date 10/08/2015

The following risk parameters for the securities GMKN and MTSS will be changed:

ETFs And ETPs Listed In Canada Gathered 7 Billion US Dollars In Net New Assets In The First Seven Months Of 2015 According To ETFGI

Date 10/08/2015

ETFs and ETPs listed in Canada gathered 7 billion US dollars in net new assets year to date (YTD) through end of July 2015 according to ETFGI. At the end of July 2015, the Canadian ETF industry had 368 ETFs, with 524 listings, assets of US$66 Bn, from 11 providers listed on 1 exchange, according to ETFGI’s preliminary ETF and ETP global insights report for the July 2015.

Monthly Summary Bulgarian Stock Exchange-Sofia July 2015

Date 10/08/2015

Click here to download the statistics for the market performance of the Bulgarian Stock Exchange in July, 2015.