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Date 18/11/2014
HKEx Report: Stock Exchange Participants' Market Share Report
Stock Exchange Participants' Market Share Report - Updated: 18/11/2014 -
Date 18/11/2014
Call For Expressions Of Interest Regarding The Renewal Of The Consultative Working Group Of The ESMA Financial Innovation Standing Committee
ESMA today launches a process to renew the composition of the Consultative Working Group (‘CWG’) for the Financial Innovation Standing Committee (’FISC’). ESMA is therefore calling for expressions of interest from stakeholders.
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Date 18/11/2014
Borsa İstanbul Monthly Report - October 2014
Click here to download Borsa İstanbul's monthly report for October 2014.
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Date 18/11/2014
ICAP Information Services Launches ICAP Equity Derivatives Premium Pricing Service
ICAP Information Services (IIS), the information division of ICAP, announces today that it has launched ICAP Equity Derivatives, an end-of-day, premium data product. Content includes volatility surfaces, variance swap curves and forward curves for the top 13 global equity indices, with maturities from one month up to 10 years and strikes between 5% and 400% of spot.
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Date 17/11/2014
SEC Sanctions Two Former Defense Contractor Employees For FCPA Violations
The Securities and Exchange Commission today sanctioned two former employees in the Dubai office of a U.S.-based defense contractor for violating the Foreign Corrupt Practices Act (FCPA) by taking government officials in Saudi Arabia on a “world tour” to help secure business for the company. The two employees later falsified records in an attempt to hide their misconduct.
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Date 17/11/2014
NYSE To Host Floor Broker Charity Trading Day – Friday, November 21, 2014
The New York Stock Exchange, part of the Intercontinental Exchange (NYSE: ICE) global network of exchanges, announced today that the NYSE Floor Broker Charity Trading Day will take place on Friday, November 21, 2014.
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Date 17/11/2014
SEC Charges Three Penny Stock Promoters Behind Pump-And-Dump Schemes
The Securities and Exchange Commission today charged three penny stock promoters with conducting pump-and-dump schemes involving stocks they were touting in their supposedly independent newsletters.
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Date 17/11/2014
Thomas Sullivan, Senior Adviser, Division Of Banking Supervision And Regulation, International Insurance Regulation, Before The Subcommittee On Housing And Insurance, Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.
Chairman Neugebauer, Ranking Member Capuano, and other members of the subcommittee, thank you for inviting me to testify on behalf of the Federal Reserve.
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Date 17/11/2014
SEC Charges San Francisco-Based Penny Stock Company CEO For Defrauding Investors In Pump-And-Dump Scheme
The Securities and Exchange Commission today charged a San Francisco-based penny stock company CEO with defrauding investors by issuing false and misleading press releases portraying his purported marketing and infomercial company as a successful venture in order to drive the stock price up while he covertly sold millions of shares into the public market for more than $300,000 in illicit profits.
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Date 17/11/2014
DGCX - Passing Of Former CEO Gary Anderson
DGCX confirms with deep sadness that the Exchange's former CEO Gary Anderson passed away on the 13th November in London. Gary had been fighting cancer for the last few months and had stepped down as CEO in October. In the two years that he served as CEO of DGCX, his vision, passion and leadership made a huge difference to the development of the Exchange's business and all of the team.
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