FTSE Mondo Visione Exchanges Index:
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Date 15/11/2014
HKEx Chief Executive Charles Li - Latest Charles Li Direct: The beginning Of A Long Journey
HKEx Chief Executive Charles Li shares his thoughts on the eve of the launch of Stock Connect. Check out what he writes aND says.
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Date 14/11/2014
Remarks To The ALI CLE 2014 Conference On Life Insurance Company Products, Norm Champ, Director, SEC Division Of Investment Management, U.S. Securities And Exchange Commission, Washington, D.C., Nov. 13, 2014
- Introduction
Thank you, Steve, for your kind introduction. Good morning and thank you for inviting me to speak to you today. Before I begin, let me remind you that the views I express are my own and do not necessarily reflect the view of the Commission, any of the Commissioners, or any other colleague on the staff of the Commission.[1] I welcome the opportunity to be here today among professionals who work in the dynamic field of investment products issued by insurance companies.
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Date 14/11/2014
Autorité Des Marchés Financiers: On-Line Trading Platforms – Updated List Of Unauthorized Sites
The Autorité des marchés financiers (the “AMF”) is notifying Québec consumers that it recently identified an on-line binary options trading platform that is not authorized to offer products and services in Québec: amberoptions.com. Quebeckers should therefore not trade via this website.
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Date 14/11/2014
CFTC Staff Issues Extension To Time-Limited No-Action Letter On The Applicability Of Transaction-Level Requirements In Certain Cross-Border Situations
U.S. Commodity Futures Trading Commission’s (CFTC or Commission) Divisions of Swap Dealer and Intermediary Oversight (DSIO), Clearing and Risk, and Market Oversight (Divisions) today issued a time-limited no-action letter that extends relief to swap dealers (SDs) registered with the Commission that are established under the laws of jurisdictions other than the United States (Non-U.S. SDs) from certain transaction-level requirements under the Commodity Exchange Act.
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Date 14/11/2014
BATS 1000 Index Up 0.1 Percent This Week
BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, reports the BATS 1000® Index (Ticker: BATSK) was flat this week, rising 28.62 points to close at 22,763.64 or .1 percent over last Friday’s close.
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Date 14/11/2014
SIFMA Announces Diversity Leadership Awards
SIFMA today announced its 2014 Diversity Leadership Awards Recipients: Prudential Financial, Inc. and Goldman Sachs & Co. The firms will be presented with the awards at a lunch ceremony at SIFMA's 2014 Diversity Conference in St. Louis.
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Date 14/11/2014
Remarks At The 15th Annual "Live From The SEC" Conference - SEC Commissioner Kara M. Stein, Washington DC., Nov. 13, 2014
Thank you, Jeff Rubin, for the kind introduction. Good morning to everyone (or good evening to those joining from London). It’s a pleasure to be here and to be a part of this annual event which brings together some of the Commission’s best and brightest to discuss international securities regulation and enforcement.
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Date 14/11/2014
Banks "Paralyzed" By Surveillance Requirements
Many banks are still "paralyzed" by new surveillance requirements according to Nigel Cannings, CTO of compliance and speech technology experts Intelligent Voice®.
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Date 14/11/2014
CFTC Commitments Of Traders Reports Update
The current reports for the week of November 11, 2014 are now available.
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Date 14/11/2014
MIAX Options - Change To Allow Orders Of Any Size To Initiate A PRIME Auction At Or Better Than The NBBO - Effective December 1, 2014
The MIAX Options Exchange filed to amend MIAX Rule 515A regarding PRIME to allow orders of any size to initiate a PRIME Auction on MIAX at a price which is at or better than the national best bid or offer (“NBBO”). The change will take effect on December 1, 2014.
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