News Centre

Shelly Luisi Named Associate Director In The Division Of Corporation Finance

Date 19/08/2015

The Securities and Exchange Commission today announced that Shelly Luisi has been named as an Associate Director in the Division of Corporation Finance.  She begins her new role in September.

Bucharest Stock Exchange: 19 Issuers Will Debut Friday On AeRO

Date 19/08/2015

19 issuers from diversified economic sectors will debut Friday, August 21, 2015, on the AeRO market, after the transfer from Rasdaq. 

SEC Charges Citigroup Global Markets For Compliance And Surveillance Failures

Date 19/08/2015

The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to settle charges that it failed to enforce policies and procedures to prevent and detect securities transactions that could involve the misuse of material, nonpublic information.  The firm also failed to adopt and implement policies and procedures to prevent and detect principal transactions conducted by an affiliate.

Liquidnet Launches Global Suite Of Next Gen Algos - Engineered To Optimize Block Executions With Increased Control And Flexibility - Available In The US Now - All Other Regions By Q2 2016

Date 19/08/2015

Liquidnet, the global institutional trading network, today announced the launch of its Next Gen Algo suite, designed to enhance the trading performance of its asset manager Member community around the world with precision tools built to address the complexities of institutional trading. Liquidnet’s Next Gen Algos, in development for more than a year, have been engineered to address three key institutional needs: seeking large-scale liquidity, outperforming benchmarks, and trading portfolios.

KDPW_CCP And GPW Facilitate Risk Management By Clearing Members

Date 19/08/2015

KDPW_CCP and GPW have opened access to the Risk Management Access (RMA) application for all entities clearing transactions on the exchange. The service facilitates risk management and improves the safety of trade in financial instruments on GPW.

ICAP And Wind Info To Host Chinese Renminbi Conference In Nanning, China - Event Will Share Insights Into Opportunities And Challenges Of Cross-Border Renminbi

Date 19/08/2015

ICAP plc (IAP.L), a leading markets operator and provider of post trade risk mitigation and information services, announces that ICAP Information Services (IIS) and Wind Information Co., Ltd (Wind Info), a leading provider of financial data, will host a joint conference on Thursday, 20 August 2015 in Nanning, China.

Genpact Wealth Management Administration Services Expands Into U.K. Financial Services Market - Genpact Openwealth® Provides Flexible, Scalable, And Investor-Centric New Technology Platform And Wealth Management Servicing Operations In The U.S. And U.K., Adding Center In Glasgow

Date 19/08/2015

Genpact (NYSE: G), a global leader in designing, transforming, and running intelligent business operations, today announced the expansion of its Genpact OpenWealth® business, which provides wealth management services to wrap platforms, insurers, banks, brokers, wealth, and asset managers into the U.K. market, by closing its acquisition of the U.K. OpenWealth platform from Citibank, N.A. With this market expansion, Genpact adds a center of excellence in Glasgow, Scotland with approximately 140 wealth management professionals, serving key U.K. clients.

Harmonisation Of The Unique Transaction Identifier (UTI), Consultative Report Issued By CPMI-IOSCO

Date 19/08/2015

The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have today published for public comment a consultative report entitled Harmonisation of the Unique Transaction Identifier(UTI).

Stock Exchange Of Thailand: Thai Listed Firms Report Q2 THB 213 Bln Net Profits

Date 19/08/2015

• Q2 net profits of listed companies up 5.65 pct y-o-y to THB 213 bln
• Falling oil prices dragged sales down 7.89 but gross profit margins up 23.18 pct

Nasdaq And Visible Alpha Partner To Provide Companies With Deeper Insight Into Analysts' Expectations Of Their Performance - Corporate Clients Will Have The Potential To Access New, Ground-Breaking Analyst Data And Analytics To Improve Communications With Investors

Date 19/08/2015

The Corporate Solutions business of Nasdaq (Nasdaq:NDAQ) and Visible Alpha announced today an exclusive agreement to provide detailed analyst forecast data and models on the Nasdaq IR Insight platform. Through this partnership, select corporate executives and investor relations officers will gain the capability to compare and contrast the financial and operating assumptions of the sell-side analysts that drive market expectations of their companies.