News Centre

Dubai Financial Services Authority Action Concerning Chairman And SEO Referred To Financial Markets Tribunal

Date 03/10/2019

Dr Mubashir Sheikh, the former Chairman and Senior Executive Officer of MAS ClearSight Ltd (In Liquidation) (MAS), has referred a decision by the Dubai Financial Services Authority (DFSA) concerning him to the Financial Markets Tribunal (FMT) for review.

Hong Kong Securities And Futures Commission Reprimands And Fines SEAVI Advent Ocean Private Equity Limited $1 Million

Date 03/10/2019

The Securities and Futures Commission (SFC) has reprimanded and fined SEAVI Advent Ocean Private Equity Limited (SAOPEL) $1 million for breach of the Code of Conduct (Notes 1 & 2).

Vienna Stock Exchange: Q1-Q3 2019 With Three Prime Market Debuts, Bond Listings At Record Level

Date 03/10/2019

• Three new listings on prime market 2019: Frequentis, Marinomed Biotech and Addiko Bank
• More choice for investors: Record level of equities & bond listings
• Politics demanded: Tax incentives needed to make investing more attractive for retail clients
• Average monthly turnover of EUR 5.2 bn well above five-year average

XYT View Launched In Response To Market Demand For Independent Overview Of Fragmented European Equity Market - New Collaboration With Steve Grob Brings Additional Market Structure Expertise To The Team

Date 03/10/2019

Hudson Fintech Launches Repo And Securities Finance Front Office Technology Platform

Date 03/10/2019

Hudson Fintech, the London-based technology firm, today announced the launch of its new front office technology platform for sell-side and buy-side institutions trading in the Repo markets. The platform supports all aspects of Repo trading and has been developed to offer clients maximum flexibility, increased customisation and faster release cycles. 

KRM22 Announces The Signing Of A New Customer Contract For The Enterprise Risk Cockpit

Date 03/10/2019

KRM22 plc (AIM: KRM.L), the technology and software investment company, with a particular focus on risk management in capital markets, announces the signing of a significant new customer contract for the Enterprise Risk Cockpit.

ASEAN Capital Markets Regulators Reiterate Strong Path Towards Sustainable Capital Markets And Reaffirm Direction To Promote Sustainability, Connectivity And Resilience In The Regional Capital Markets

Date 03/10/2019

The 31st ASEAN Capital Markets Forum (ACMF) Meeting today in Phuket discussed the progress of ACMF initiatives on sustainability, connectivity and resilience. The initiative on developing a Roadmap for ASEANSustainable Capital Markets (Roadmap) was endorsed by the ASEAN Finance Ministers’ and Central Bank Governors’ Meeting (AFMGM) in April 2019. The Roadmap promotes a common vision and comprehensive direction towards an ecosystem for sustainable capital market development, as well as an ASEAN asset class for sustainable investment. The members agreed that the Roadmap should address key areas, such as ESG information/disclosure standards, analytical tools, and stakeholder awareness and engagement.

Moscow Exchange: Risk Parameters Change On Securities Market

Date 03/10/2019

CCP NCC sets the following risk parameters on Securities market starting from October 04, 2019:

Tokyo Financial Exchange: Rollover Of Leading Contract Month For Three-month Euroyen Futures

Date 03/10/2019

Tokyo Financial Exchange has decided to shift the leading contract month for Euroyen futures from the current December 2019 contracts to the March 2020 contracts, effective from 1 Oct 2019.

ASX Monthly Activity Report - September 2019

Date 03/10/2019

Trading – Cash Markets (including equities, interest rate and warrant trades)

• In September 2019, the average daily number of trades was 30% higher than the pcp. The average daily value traded on-market of $5.4 billion was up 17% on the pcp. 
• Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.3% in September, down on the previous month of 0.8%. 
• Expected future volatility (as measured by the S&P/ASX 200 VIX) in September was an average of 13.1 (compared to 15.9 in August).