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  • TRAF The Most Actively Traded MAI Stock In July

    Date 02/08/2002

    The Chairman of the Capital Market Opportunity Center (CMOC) Ms. Sopawadee Lertmanaschai, announced that "In July, the Daidomon Group Public Co., Ltd. began trading on the Market for Alternative Investment (MAI) on July 30, while Shun Thai Rubber Gloves Industry Public Co., Ltd. initiated trading on August 1. This resulted in a 1,006.70 million baht increase in the market capitalization of the MAI, which was recorded at 2,148.15 million baht (as at August 1, 2002).

  • Tokyo Stock Exchange Imposed A Penalty On Mito Securities Co., Ltd.

    Date 02/08/2002

    TSE imposed a penalty on Mito Securities Co., Ltd. ("Mito Securities") of JPY 10 million fine for conclusion of a contract to manage a discretionary account.

  • Tokyo Stock Exchange Imposed A Penalty On Barclays Capital Japan Limited

    Date 02/08/2002

    TSE imposed a penalty on Barclays Capital Japan Limited("BARCLAYS") of JPY 3 million fine for following business without prior authorization, prior approval or notification to the FSA.

  • Singapore Stock Exchange: Three More Companies To Offer Full Market Depth Information To Investors

    Date 02/08/2002

    Singapore Exchange Ltd (SGX) yesterday announced that three more companies - including two SGX member firms and one market data vendor - would soon be able to provide full market depth information to investors.

  • SET Clarifies Rumors On Penalty Against Members

    Date 02/08/2002

    According to the news saying that the SET would charge penalty against members who have breached SET's rules on minimum brokerage fee, The SET President, Mr. Kittiratt Na-Ranong, clarified that member audit regarding the brokerage fee is included in the SET's normal operation process.

  • SEC Prepares To Implement Sarbanes-Oxley Act Requirement For CEO And CFO Certification Of SEC Filings

    Date 02/08/2002

    The Securities and Exchange Commission today provided information about the SEC's plans to implement the provision of the Sarbanes-Oxley Act that requires the CEOs and CFOs of public companies to personally certify that the reports their companies file with the Commission are both accurate and complete.

  • Russian Trading System: Equities And Bonds Trading In July

    Date 02/08/2002

    On July 2002 RTS trades in equities totaled 408.5 million USD, up 7.6% from June's 379.7 million USD.

  • NYSE Has Began Trading Six Additional ETFs

    Date 02/08/2002

    The New York Stock Exchange today started trading six additional ETFs: iShares 1-3, 7-10, and 20+ Lehman Treasury Index Funds; iShares GS $ InvesTopTM Corporate Bond Fund; iShares MSCI Japan Index Fund; and the Vanguard Total Stock Market VIPERs. All six ETFs begin trading on the basis of unlisted trading privileges (UTP).

  • New Open Interest Record For NYBOT's Coffee "C" Contract

    Date 02/08/2002

    The New York Board of Trade (NYBOT®) announced today a new daily Open Interest record in its Coffee "C" market of 72,187 futures contracts set on Wednesday, July 31, 2002. The latest record replaces the previous "C" record of 72,013 contracts set on Tuesday, July 30, 2002.

  • July On The Warsaw Stock Exchange

    Date 02/08/2002

    In July 2002 all WSE indices declined. The largest decrease in value affected the TechWIG index covering companies from the Segment for Innovative Technologies.

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