FTSE Mondo Visione Exchanges Index:
News Centre
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ASX And Finsia Launch Professional Financial Adviser Accreditation Program To Enhance Listed Product Knowledge
Date 28/06/2006
The Australian Stock Exchange and Finsia - the Financial Services Institute of Australia (formerly the Securities Institute) – today launched a new training program for the financial adviser community.
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Tokyo Grain Exchange Raw Silk Futures Delivery By Members June 2006
Date 27/06/2006
Click here to view raw silk futures delivery by members for the June 2006 contract month.
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Tokyo Grain Exchange Raw Silk Futures Delivery By Brand June 2006
Date 27/06/2006
Click here to view raw silk futures delivery by brand for the June 2006 contract month.
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The Philadelphia Stock Exchange And Order Execution Services Holdings To Develop And Operate A PHLX Outbound Router Facility And Single-Purpose Broker-Dealer For New PHLX Equities Market Structure
Date 27/06/2006
The Philadelphia Stock Exchange (PHLX) and Order Execution Services Holdings, Inc. (OES), announced today they have reached an agreement in principle to develop an outbound routing service as an essential part of the new PHLX electronic equities market structure that is expected to be launched in the third quarter of this year.
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The Nordic Exchange Welcomes NanoCover Scandinavia To First North
Date 27/06/2006
On First North in Denmark, trading in NanoCover Scandinavia will commence today. Including NanoCover Scandinavia, First North now comprises 56 companies in Denmark and Sweden.
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The Finnish Broker FIM Securities Will Start Direct Trading In Shares On Oslo Børs Thursday 29 June 2006
Date 27/06/2006
FIM is the first Finnish broker to start direct trading on Oslo Børs. As of now there are Swedish, Danish, Finnish, Icelandic, British and French remote brokers on Oslo Børs. With 25 out of a total of 49 members as remote members, the number of remote members are now larger than the number of local brokers for the first time.
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Thai Bourse Joins Capital Market Alliance To Promote Long-Term Funds
Date 27/06/2006
The “Let’s Activate Your LTFs” (Long-Term Equity Funds) campaign is aimed at increasing the number of Thai LTF investors to 200,000 by end-2007. The project is a collaboration between The Stock Exchange of Thailand (SET), Securities and Exchange Commission (SEC), Revenue Department, and Association of Investment Management Companies (AIMC).
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SWX Swiss Exchange Management Transactions: Investigation Opened Against Société Bancaire Privée S.A.
Date 27/06/2006
The SWX Swiss Exchange has instituted a formal investigation against Société Bancaire Privée S.A. on the grounds of a possible breach of Art. 74a of the Listing Rules (disclosure of management transactions). The preliminary enquiries conducted by the SWX found that Art. 74a of the Listing Rules may have been infringed with regard to compliance with reporting deadlines. Investigatory proceedings will continue for an indefinite period. The SWX will announce its findings, although no information wi
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SEC Charges Morgan Stanley With Failure To Maintain And Enforce Policies To Prevent Misuse of Inside Information
Date 27/06/2006
The Securities and Exchange Commission announced today the institution and simultaneous settlement of an enforcement action against Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. (Morgan Stanley). Despite the legal requirements to do so, Morgan Stanley for years failed to maintain and enforce adequate written policies and procedures to prevent the misuse of material nonpublic information, commonly referred to as inside information. Due to a systemic breakdown in this critical compl
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SEC And Korea Financial Supervisory Commission Announce Terms Of Reference For Regulatory Dialogue
Date 27/06/2006
The US Securities and Exchange Commission (SEC) and the Korea Financial Supervisory Commission (FSC) today announced terms for regulatory dialogue between the two agencies.
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